Overview

Assets Under Management: $574 million
Headquarters: HARTFORD, CT
High-Net-Worth Clients: 86
Average Client Assets: $2.1 million

Frequently Asked Questions

3D/L CAPITAL MANAGEMENT, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #283304), 3D/L CAPITAL MANAGEMENT, LLC is subject to fiduciary duty under federal law.

3D/L CAPITAL MANAGEMENT, LLC is headquartered in HARTFORD, CT.

3D/L CAPITAL MANAGEMENT, LLC serves 86 high-net-worth clients according to their SEC filing dated December 22, 2023. View client details ↓

According to their SEC Form ADV, 3D/L CAPITAL MANAGEMENT, LLC offers financial planning, portfolio management for individuals, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and pension consulting services. View all service details ↓

3D/L CAPITAL MANAGEMENT, LLC manages $574 million in client assets according to their SEC filing dated December 22, 2023.

According to their SEC Form ADV, 3D/L CAPITAL MANAGEMENT, LLC serves high-net-worth individuals, pooled investment vehicles, institutional clients, and pension and profit-sharing plans. View client details ↓

Services Offered

Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Institutional Clients, Pension Consulting

Clients

Number of High-Net-Worth Clients: 86
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 30.89%
Average Client Assets: $2.1 million
Total Client Accounts: 1,422
Discretionary Accounts: 1,422

Regulatory Filings

CRD Number: 283304
Filing ID: 1790495
Last Filing Date: 2023-12-22 14:41:00