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6th Street Advisors, LLC
Firm Brochure
This brochure provides information about the qualifications and business practices of 6th Street Advisors, LLC. If
you have any questions about the contents of this brochure, please contact us at (251) 422-3108 or by email at:
dbryant@6thstreetadvisors.com. The information in this brochure has not been approved or verified by the United
States Securities and Exchange Commission or by any state securities authority.
Additional information about 6th Street Advisors, LLC is also available on the SEC’s website at
www.adviserinfo.sec.gov. 6th Street Advisors, LLC’s CRD number is: 156623
‐
B
7124 Stone Drive, Suite
Daphne, Alabama 36526
(251) 422-3108
dbryant@6thstreetadvisors.com
www.6thstreetadvisors.com
Registration does not imply a certain level of skill or training.
Version Date: 01/08/2026
Item 2: Material Changes
Annual Update
The Material Changes section of this brochure will be updated annually or when material changes
occur since the previous release of the Firm Brochure. Each year, we will ensure that you receive a
summary of any material changes to this and subsequent brochures by April 30th. We will further
provide you with our most recent brochure at any time at your request, without charge. You may
request a brochure by contacting us at (251) 422-3108 or dbryant@6thstreetadvisors.com.
Material Changes since the Last Update
Since the last Annual Update of February 18, 2025, 6th Street Advisors, LLC has had the following
material changes:
None.
•
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Item 3: Table of Contents
Table of Contents
Item 2: Material Changes .......................................................................................................................................................................................................... i
Item 3: Table of Contents .........................................................................................................................................................................................................ii
Item 4: Advisory Business ....................................................................................................................................................................................................... 1
A. Description of the Advisory Firm ................................................................................................................................................................................ 1
B. Types of Advisory Services ........................................................................................................................................................................................... 1
Investment Advisory Services ..................................................................................................................................................................................... 1
Financial Planning ......................................................................................................................................................................................................... 1
Services Limited to Specific Types of Investments .................................................................................................................................................... 1
C. Client Tailored Services and Client Imposed Restrictions ........................................................................................................................................ 2
D. Wrap Fee Programs ....................................................................................................................................................................................................... 2
E. Amounts Under Management ...................................................................................................................................................................................... 2
Item 5: Fees and Compensation .............................................................................................................................................................................................. 3
A. Fee Schedule ................................................................................................................................................................................................................... 3
Investment Advisory Services Fees ............................................................................................................................................................................. 3
Financial Planning Fees ................................................................................................................................................................................................ 3
Fixed Fees ....................................................................................................................................................................................................................... 3
B. Payment of Fees .............................................................................................................................................................................................................. 3
Payment of Investment Advisory Fees ....................................................................................................................................................................... 3
Payment of Financial Planning Fees ........................................................................................................................................................................... 3
C. Clients Are Responsible For Third Party Fees ............................................................................................................................................................ 4
D. Prepayment of Fees ....................................................................................................................................................................................................... 4
E. Outside Compensation For the Sale of Securities to Clients ..................................................................................................................................... 4
Item 6: Performance-Based Fees and Side-By-Side Management ...................................................................................................................................... 4
Item 7: Types of Clients ........................................................................................................................................................................................................... 4
Minimum Account Size ................................................................................................................................................................................................ 4
Item 8: Methods of Analysis, Investment Strategies, and Risk of Investment Loss ......................................................................................................... 5
A.
Methods of Analysis and Investment Strategies ............................................................................................................................................... 5
Methods of Analysis ..................................................................................................................................................................................................... 5
Fundamental analysis ................................................................................................................................................................................................... 5
Investment Strategies .................................................................................................................................................................................................... 5
B.
Material Risks Involved ....................................................................................................................................................................................... 5
Methods of Analysis ..................................................................................................................................................................................................... 5
Fundamental analysis ................................................................................................................................................................................................... 5
Investment Strategies .................................................................................................................................................................................................... 5
C.
Risks of Specific Securities Utilized .................................................................................................................................................................... 5
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Item 9: Disciplinary Information ............................................................................................................................................................................................ 6
Item 10: Other Financial Industry Activities and Affiliations ............................................................................................................................................. 6
A.
Registration as a Broker/Dealer or Broker/Dealer Representative ............................................................................................................... 6
B.
Registration as a Futures Commission Merchant, Commodity Pool Operator, or a Commodity Trading Advisor ................................ 6
C.
Registration Relationships Material to this Advisory Business and Possible Conflicts of Interests ........................................................... 6
D.
Selection of Other Advisors or Managers and How This Adviser is Compensated for Those Selections ................................................. 6
Item 11: Code of Ethics, Participation or Interest in Client Transactions and Personal Trading .................................................................................... 7
A.
Code of Ethics ....................................................................................................................................................................................................... 7
B.
Recommendations Involving Material Financial Interests .............................................................................................................................. 7
C.
Investing Personal Money in the Same Securities as Clients........................................................................................................................... 7
D.
Trading Securities At/Around the Same Time as Clients’ Securities ............................................................................................................ 7
Item 12: Brokerage Practices ................................................................................................................................................................................................... 8
A.
Factors Used to Select Custodians and/or Broker/Dealers ............................................................................................................................ 8
1.
Research and Other Soft-Dollar Benefits ...................................................................................................................................................... 8
2.
Brokerage for Client Referrals ........................................................................................................................................................................ 8
3.
Clients Directing Which Broker/Dealer/Custodian to Use ....................................................................................................................... 8
B.
Aggregating (Block) Trading for Multiple Client Accounts ............................................................................................................................ 9
Item 13: Reviews of Accounts ................................................................................................................................................................................................. 9
A.
Frequency and Nature of Periodic Reviews and Who Makes Those Reviews .............................................................................................. 9
B.
Factors That Will Trigger a Non-Periodic Review of Client Accounts .......................................................................................................... 9
C.
Content and Frequency of Regular Reports Provided to Clients.................................................................................................................... 9
Item 14: Client Referrals and Other Compensation ............................................................................................................................................................. 9
A.
Economic Benefits Provided by Third Parties for Advice Rendered to Clients (Includes Sales Awards or Other Prizes) ...................... 9
B.
Compensation to Non – Advisory Personnel for Client Referrals ................................................................................................................ 10
Item 15: Custody .................................................................................................................................................................................................................... 10
Item 16: Investment Discretion ............................................................................................................................................................................................. 10
Item 17: Voting Client Securities (Proxy Voting)................................................................................................................................................................ 10
Item 18: Financial Information .............................................................................................................................................................................................. 11
A.
Balance Sheet ....................................................................................................................................................................................................... 11
B.
Financial Conditions Reasonably Likely to Impair Ability to Meet Contractual Commitments to Clients ............................................ 11
C.
Bankruptcy Petitions in Previous Ten Years ................................................................................................................................................... 11
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Item 4: Advisory Business
A. Description of the Advisory Firm
6th Street Advisors, LLC is an LLC registered in the State of Alabama. The firm is
registered with the Securities and Exchange Commission to conduct investment advisory
business.
This firm has been in business since February 2011, and the principal owner is Darryl
Wayne Bryant.
B. Types of Advisory Services
6th Street Advisors, LLC (hereinafter “6th Street”) offers the following services to
advisory clients:
Investment Advisory Services
6th Street provides discretionary and non-discretionary investment advisory services to
some of its clients through various managed account programs. 6th Street will assist the
client in determining the suitability of the managed account programs for the client. A
“managed account program” is defined as a managed account which consists of a
portfolio constructed based on the clients’ financial situation, goals and objectives.
6th Street may internally manage assets or recommend the third-party asset management
services of a sub-advisor, who may provide ongoing portfolio management services for
some of our clients. 6th Street offers these services based on the individual goals,
objectives, time horizon, and risk tolerance of each client. If it is determined that the
portfolio management services offered by a third party asset manager are in the best
interest of the client, 6th Street will utilize the sub-advisor to manage the client assets. The
client will sign an Investment Advisory Agreement with 6th Street, and a Portfolio
Management Agreement with the sub-advisor, if applicable. The Portfolio Management
Agreement will grant the sub-advisor discretionary authority to manage the assets. 6th
Street will be responsible for the continuing supervision of the client’s account, and the
actions of the sub-advisor in connection with the client’s account and the managed assets.
The sub-adviser recommended by 6th Street is an investment adviser registered under
applicable securities laws, and they may manage all or a portion of the managed assets in
the client's account. The client will be charged additional advisory fees by the sub-advisor
that are not included in 6th Street’s advisory fee.
6th Street creates an Investment Policy Statement for each client, which outlines the
client’s current situation (income, tax levels, and risk tolerance levels) and then constructs
a plan (the Investment Policy Statement) to aid in the selection of a portfolio that matches
each client’s specific situation. Investment Advisory Services include, but are not limited
to, the following:
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•
•
•
Investment strategy •
•
Asset allocation
•
Risk tolerance
Personal investment policy
Asset selection
Regular portfolio monitoring
6th Street evaluates the current investments of each client with respect to their risk
tolerance levels and time horizon. Risk tolerance levels are documented in the Investment
Policy Statement, which is given to each client.
Financial Planning
Financial plans and financial planning may include, but are not limited to investment
planning, life insurance; tax concerns; retirement planning; college planning; and
debt/credit planning.
Retirement Plan Services
6th Street provides company-sponsored retirement plan consulting services (hereinafter
called “retirement plan consulting services”). These services may include plan design,
investment lineup selection and monitoring, plan administration support, education, co-
fiduciary support, and benchmarking.
We will meet with the client to discuss the major plan goals, identify key employees,
evaluate employer contribution options, and analyze income tax considerations. 6th
Street will assist with the development of an appropriate investment strategy that reflects
the plan sponsor’s stated investment objectives for management of the plan. 6th Street
will design an investment lineup that meets the plan sponsor’s goals and objectives and
will monitor the investments for potential changes.
Services Limited to Specific Types of Investments
6th Street limits its investment advice and/or money management to mutual funds,
equities, bonds, fixed income, debt securities, ETFs, REITs, and government securities.
6th Street may use other securities as well to help diversify a portfolio when applicable.
C. Client Tailored Services and Client Imposed Restrictions
6th Street offers the same suite of services to all of its clients. However, specific client
financial plans and their implementation are dependent upon the client Investment Policy
Statement which outlines each client’s current situation (income, tax levels, and risk
tolerance levels) and is used to construct a client specific plan to aid in the selection of a
portfolio that matches restrictions, needs, and targets.
Clients may impose restrictions in investing in certain securities or types of securities in
accordance with their values or beliefs. These restrictions should be provided to us in
writing. However, if the restrictions prevent 6th Street from properly servicing the client
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account, or if the restrictions would require 6th Street to deviate from its standard suite of
services, 6th Street reserves the right to end the relationship.
D. Wrap Fee Programs
6th Street does not participate in any wrap fee programs.
E. Amounts Under Management
6th Street Advisors has the following Assets Under Management.
Discretionary Amounts: Non-discretionary Amounts:
Date Calculated:
$244,083,834
$12,459,799
December 31, 2025
Item 5: Fees and Compensation
A. Fee Schedule
Investment Advisory Services Fees
Total Assets Under Management
Annual Fee
All Assets Under Management
1.00%
These fees are negotiable, and the final fee schedule is stated in the Investment Advisory
Agreement. Fees are paid quarterly in advance, and clients may terminate their contracts
with thirty days’ written notice. Refunds are given on a prorated basis, based on the
number of days remaining in a quarter at the point of termination. Clients may terminate
their contracts without penalty, for full refund, within 5 business days of signing the
advisory agreement. Advisory fees are withdrawn directly from the client’s accounts with
client written authorization. IA will not be compensated on the basis of a share of capital
gains upon or capital appreciation of the funds or any portion of the funds of the client.
Financial Planning Fees
Depending upon the complexity of the situation and the needs of the client, the rate for
creating client financial plans and/or providing financial planning and consulting, can be
charged hourly or as a fixed fee. The hourly rate is $150 per hour and the fixed rate is
between $1,000 and $5,000. Fees are paid in arrears upon completion. Because fees are
charged in arrears, no refund is necessary. The fees are negotiable, and the final fee
schedule will be stated in the Investment Advisory Agreement. Clients may terminate
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their contracts without penalty within five business days of signing the advisory
agreement.
B. Payment of Fees
Payment of Investment Advisory Fees
Advisory fees are withdrawn directly from the client’s accounts with client written
authorization. Fees are paid quarterly in advance.
Payment of Financial Planning Fees
Fixed Financial Planning fees are paid via check in arrears upon completion. Because fees
are charged in arrears, no refund is necessary.
C. Clients Are Responsible for Third Party Fees
Clients are responsible for the payment of all third-party fees (i.e. custodian fees, mutual
fund fees, transaction fees, etc.). Those fees are separate and distinct from the fees and
expenses charged by 6th Street. Please see Item 12 of this brochure regarding
broker/custodian.
D. Prepayment of Fees
6th Street collects fees in advance and in arrears. Fees that are collected in advance will be
refunded based on the prorated amount of work completed at the point of termination
and the total days during the billing period. Fees will be returned within fourteen days to
the client via check or return to credit card.
E. Outside Compensation for the Sale of Securities to Clients
Neither 6th Street nor its supervised persons accept any compensation for the sale of
securities or other investment products, including asset-based sales charges or services
fees from the sale of mutual funds.
Item 6: Performance-Based Fees and Side-By-Side Management
6th Street does not accept performance-based fees or other fees based on a share of capital gains
on or capital appreciation of the assets of a client.
Item 7: Types of Clients
6th Street generally provides investment advice and/or management advisory services to the
following types of clients:
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Individuals
High-Net-Worth Individuals
Pension and Profit-Sharing Plans
Trusts, Estates, or Charitable Organizations
Corporations or Business Entities
Minimum Account Size
There is no account minimum.
Item 8: Methods of Analysis, Investment Strategies, and Risk of
Investment Loss
A. Methods of Analysis and Investment Strategies
Methods of Analysis
6th Street uses fundamental analysis.
Fundamental analysis involves the analysis of financial statements, the general financial
health of companies, and/or the analysis of management or competitive advantages.
Investment Strategies
6th Street uses long-term and short-term trading strategies.
Investing in securities involves a risk of loss that you, as a client, should be prepared
to bear.
B. Material Risks Involved
Methods of Analysis
Fundamental analysis concentrates on factors that determine a company’s value and
expected future earnings. This strategy would normally encourage equity purchases in
stocks that are undervalued or priced below their perceived value. The risk assumed is
that the market will fail to reach expectations of perceived value.
Investment Strategies
Long term trading is designed to capture market rates of both return and risk. Frequent
trading, when done, can affect investment performance, particularly through increased
brokerage and other transaction costs and taxes.
Short-term trading generally hold greater risk and clients should be aware that there is a
material risk of loss using any of those strategies.
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Investing in securities involves a risk of loss that you, as a client, should be prepared
to bear.
C. Risks of Specific Securities Utilized
6th Street generally seeks investment strategies that do not involve significant or unusual
risk beyond that of the general domestic and/or international equity markets.
Margin Transactions – a securities transaction in which an investor borrows money to
purchase a security, in which case the security serves as collateral on the loan.
Past performance is not a guarantee of future returns. Investing in securities involves a
risk of loss that you, as a client, should be prepared to bear.
Artificial Intelligence and Machine Learning Risk - Certain service providers utilized
by the Firm to service client accounts have artificial intelligence components. The use of artificial
intelligence and machine learning includes increased risk of data inaccuracies and security
vulnerabilities. Due to the rapid advancement of machine learning technologies, future risks
related to artificial intelligence are unpredictable. As a measure to mitigate these risks to our
clients, the Firm performs periodic due diligence of our service providers for assurance that the
service providers have appropriate controls in place to protect our clients’ information and to
limit data inaccuracies when artificial intelligence is used by the service provider.
Item 9: Disciplinary Information
There are no legal or disciplinary events that are material to a client’s or prospective client’s
evaluation of this advisory business or the integrity of our management.
Item 10: Other Financial Industry Activities and Affiliations
A. Registration as a Broker/Dealer or Broker/Dealer Representative
Neither 6th Street nor its representatives are registered as a broker/dealer or as
representatives of a broker/dealer.
B. Registration as a Futures Commission Merchant, Commodity Pool
Operator, or a Commodity Trading Advisor
Neither 6th Street nor its representatives are registered as a Futures Commission
Merchant, Commodity Pool Operator, or a Commodity Trading Advisor.
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C. Registration Relationships Material to this Advisory Business and
Possible Conflicts of Interests
Darryl Wayne Bryant is a licensed insurance agent. From time to time, he will offer clients
advice or products from those activities. Insurance products are sold through Fairwood
Financial, LLC, an affiliate of 6th Street Advisors under common ownership of Darryl W.
Bryant. Clients should be aware that these services pay a commission and involve a
possible conflict of interest, as commissionable products can conflict with the fiduciary
duties of a registered investment adviser. 6th Street always acts in the best interest of the
client, including the sale of commissionable products to advisory clients. Clients are in no
way required to implement the plan through any representative of 6th Street in their
capacity as an insurance agent.
D. Selection of Other Advisors or Managers and How This Adviser is
Compensated for Those Selections
As described above in Item 4 – Advisory Services, 6th Street may recommend the portfolio
management services of a third-party asset manager. By utilizing the asset management
services of a sub-advisor, 6th Street will not charge or be compensated any differently than
if the sub-advisor is not utilized. The client, however, will be responsible in paying
separately for the services of the sub-advisor. The sub-advisor’s fees are stated in the sub-
advisor’s Form ADV Part 2A and stated in the Portfolio Management Agreement signed
by the client.
Item 11: Code of Ethics, Participation or Interest in Client
Transactions and Personal Trading
A. Code of Ethics
We have a written Code of Ethics that covers the following areas: Prohibited Purchases
and Sales, Insider Trading, Personal Securities Transactions, Exempted Transactions,
Prohibited Activities, Conflicts of Interest, Gifts and Entertainment, Confidentiality,
Service on a Board of Directors, Compliance Procedures, Compliance with Laws and
Regulations, Procedures and Reporting, Certification of Compliance, Reporting
Violations, Compliance Officer Duties, Training and Education, Recordkeeping, Annual
Review, and Sanctions. Clients may request a copy of our Code of Ethics from
management.
B. Recommendations Involving Material Financial Interests
6th Street does not recommend that clients buy or sell any security in which a related
person to 6th Street has a material financial interest.
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C. Investing Personal Money in the Same Securities as Clients
From time to time, representatives of 6th Street may buy or sell securities for themselves
that they also recommend to clients. This may provide an opportunity for representatives
of 6th Street to buy or sell the same securities before or after recommending the same
securities to clients resulting in representatives profiting off the recommendations they
provide to clients. 6th Street will always document any transactions that could be
construed as conflicts of interest and will always transact client business before their own
when similar securities are being bought or sold.
D. Trading Securities At/Around the Same Time as Clients’ Securities
From time to time, representatives of 6th Street may buy or sell securities for themselves
at or around the same time as clients. This may provide an opportunity for representatives
of 6th Street to buy or sell securities before or after recommending securities to clients
resulting in representatives profiting off the recommendations they provide to clients. 6th
Street has a fiduciary responsibility to always act in the best interest for our clients, and
6th Street Advisors will never trade a personal account that would create a conflict of
interest or be more advantageous than to that of a client.
Item 12: Brokerage Practices
A. Factors Used to Select Custodians and/or Broker/Dealers
6th Street Advisors primarily recommends the custodial services of Charles Schwab & Co.,
Inc., Member FINRA/SIPC (“Schwab”). Schwab was selected based on their relatively
low transaction fees and technology on their trading platform. 6th Street will never charge
a premium or commission on transactions, beyond the actual cost imposed by the
Custodian. The Custodians currently used by 6th Street Advisors include National
Financial Services, Fidelity Investments, and Schwab.
6th Street Advisors also utilizes the custodial services of Shareholders Services
Group (“SSG”), an introducing securities broker-dealer who has entered into an
agreement with Pershing, LLC (Clearing Broker) to execute and clear all
transactions on a fully disclosed basis. Pershing, LLC maintains custody of all
funds and securities for clients with SSG. 6 th Street Advisors may recommend the
services of SSG to those clients that have funds and/or individual securities that
they wish to keep and not invest in the portfolios held by Schwab. We believe
that SSG and its clearing firm, Pershing, LLC, provide quality execution services
for you at competitive prices. Price is not the sole factor we consider in evaluating
best execution. We also consider the quality of the brokerage services provided
by SSG and Pershing, including the value of research provided, the firm's
reputation, execution capabilities, commission rates, reporting capabilities, and
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responsiveness to our clients and our firm. In recognition of the value of research
services and additional brokerage products and services SSG and Pershing
provides, you may pay higher commissions and/or trading costs than those that
may be available elsewhere.
1. Research and Other Soft-Dollar Benefits
6th Street receives no research, product, or service other than execution from a broker-
dealer or third-party in connection with client securities transactions (“soft dollar
benefits”).
2. Brokerage for Client Referrals
6th Street receives no referrals from a broker-dealer or third party in exchange for
using that broker-dealer or third party.
3. Clients Directing Which Broker/Dealer/Custodian to Use
While you are free to choose any broker-dealer or other service provider, we
recommend that you establish an account with a brokerage firm with which we have
an existing relationship. Such relationships may include benefits provided to our firm,
including, but not limited to research, market information, and administrative services
that help our firm manage your account(s). We believe that recommended broker
dealers provide quality execution services for our clients at competitive prices. Price
is not the sole factor we consider in evaluating best execution. We also consider the
quality of the brokerage services provided by the recommended broker-dealers,
including the value of research provided, the firm’s reputation, execution capabilities,
commission rates, and responsiveness to our clients and our firm.
You may direct us in writing to use a particular broker-dealer to execute some or all
of the transactions for your account. If you do so, you are responsible for negotiating
the terms and arrangements for the account with that broker-dealer. We may not be
able to negotiate commissions, obtain volume discounts, or best execution. In
addition, under these circumstances a difference in commission charges may exist
between the commissions charged to clients who direct us to use a particular broker
or dealer and other clients who do not direct us to use a particular broker or dealer.
Not all investment advisers allow their clients to direct brokerage.
B. Aggregating (Block) Trading for Multiple Client Accounts
6th Street may aggregate trades. Clients should be aware that 6th Street does not
benefit by aggregating or not aggregating trades. Clients may pay higher or lower
trading costs than if trades were not aggregated.
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Item 13: Reviews of Accounts
A. Frequency and Nature of Periodic Reviews and Who Makes Those
Reviews
Client accounts are reviewed at least monthly only by Darryl Wayne Bryant, Managing
Member. Darryl Wayne Bryant reviews clients’ accounts with regards to their investment
policies and risk tolerance levels. All accounts at 6th Street are assigned to this reviewer.
All financial planning accounts are reviewed upon financial plan creation and plan
delivery by Darryl Wayne Bryant, Managing Member. There is only one level of review
and that is the total review conducted to create the financial plan.
B. Factors That Will Trigger a Non-Periodic Review of Client
Accounts
Reviews may be triggered by material market, economic or political events, or by changes
in client's financial situations (such as retirement, termination of employment, physical
move, or inheritance).
C. Content and Frequency of Regular Reports Provided to Clients
Each client will receive at least quarterly a written report that details the clients’ account
which may come from the custodian.
Clients are provided a one-time financial plan concerning their financial situation. After
the presentation of the plan, there are no further reports. Clients may request additional
plans or reports for a fee.
Item 14: Client Referrals and Other Compensation
A. Economic Benefits Provided by Third Parties for Advice Rendered
to Clients (Includes Sales Awards or Other Prizes)
6th Street may utilize a sub-advisor to provide portfolio management services for some of
our clients. While providing advisory services, if it is determined that ongoing portfolio
management services by a sub-advisor will benefit the client based on their investment
goals and objectives, the sub-advisor will benefit from 6th Street for our client referral to
their firm. This economic benefit for the sub-advisor is in the form of management fees
and expenses, which is disclosed in the sub-advisor’s disclosure information that is
provided to the client at the time of client engagement.
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B. Compensation to Non – Advisory Personnel for Client Referrals
6th Street may compensate another party for client referrals, also known as solicitor
arrangements for client referrals. If 6th Street does compensate for a client referral, an
executed solicitor’s agreement will be in place and a solicitor’s disclosure document will
be provided to each client referred to 6th Street by the solicitor.
Item 15: Custody
Any investment advisor having custody or access to customer funds or securities must comply
with certain rules and regulations designed to protect the clients’ assets. Rule 206(4)-2 of the
Investment Advisers Act of 1940 details strict requirements governing investment advisors that
have “custody” over client securities or funds. 6th Street meets the definition of having custody
due to the following circumstances:
•
•
6th Street directly debits fees from client accounts
Standing Letters of Authorization
Some clients may execute limited powers of attorney or other standing letters of authorization
that permit the firm to transfer money from their account with the client’s independent qualified
Custodian to third-parties. This authorization to direct the Custodian may be deemed to cause
our firm to exercise limited custody over your funds or securities and for regulatory reporting
purposes, we are required to keep track of the number of clients and accounts for which we may
have this ability. We do not have physical custody of any of your funds and/or securities.
6th Street does not have physical custody of any client funds and/or securities. Client funds and
securities will be held with a bank, broker dealer, or other independent qualified custodian.
Clients will receive account statements from the independent, qualified custodian holding your
funds at least quarterly. The account statement from your custodian will indicate the amount of
advisory fees deducted from your account(s) each billing cycle. Clients should carefully review
statements received from the custodian. 6th Street also sends quarterly invoices detailing the
manner and amount of advisory fees to all clients.
Item 16: Investment Discretion
Before 6th Street can buy or sell securities on your behalf, you must first sign our discretionary
management agreement, a limited power of attorney, and/or trading authorization forms. By
choosing to do so, you may grant the firm discretion over the selection and amount of securities
to be purchased or sold for your account(s) without obtaining your consent or approval prior to
each transaction. Clients may impose limitations on discretionary authority for investing in
certain securities or types of securities (such as a product type, specific companies, specific
sectors, etc.), as well as other limitations as expressed by the client. Limitations on discretionary
authority are required to be provided to the IAR in writing.
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Item 17: Voting Client Securities (Proxy Voting)
6th Street will not ask for, nor accept voting authority for client securities. Clients will receive
proxies directly from the issuer of the security or the custodian. Clients should direct all proxy
questions to the issuer of the security.
Item 18: Financial Information
A. Balance Sheet
6th Street does not require nor solicit prepayment of more than $1,200 in fees per client,
six months or more in advance and therefore does not need to include a balance sheet
with this brochure.
B. Financial Conditions Reasonably Likely to Impair Ability to Meet
Contractual Commitments to Clients
Neither 6th Street nor its management have any financial conditions that are likely to
reasonably impair our ability to meet contractual commitments to clients.
C. Bankruptcy Petitions in Previous Ten Years
6th Street has not been the subject of a bankruptcy petition in the last ten years.
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