Overview

Assets Under Management: $257 million
Headquarters: DAPHNE, AL
High-Net-Worth Clients: 165
Average Client Assets: $1.2 million

Frequently Asked Questions

6TH STREET ADVISORS, LLC charges 1.00% on all assets according to their SEC Form ADV filing. See complete fee breakdown ↓

Yes. As an SEC-registered investment advisor (CRD #156623), 6TH STREET ADVISORS, LLC is subject to fiduciary duty under federal law.

6TH STREET ADVISORS, LLC is headquartered in DAPHNE, AL.

6TH STREET ADVISORS, LLC serves 165 high-net-worth clients according to their SEC filing dated January 08, 2026. View client details ↓

According to their SEC Form ADV, 6TH STREET ADVISORS, LLC offers financial planning, portfolio management for individuals, and selection of other advisors. View all service details ↓

6TH STREET ADVISORS, LLC manages $257 million in client assets according to their SEC filing dated January 08, 2026.

According to their SEC Form ADV, 6TH STREET ADVISORS, LLC serves high-net-worth individuals. View client details ↓

Services Offered

Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection

Fee Structure

Primary Fee Schedule (FORM ADV PART 2A)

MinMaxMarginal Fee Rate
$0 and above 1.00%
Illustrative Fee Rates
Total AssetsAnnual FeesAverage Fee Rate
$1 million $10,000 1.00%
$5 million $50,000 1.00%
$10 million $100,000 1.00%
$50 million $500,000 1.00%
$100 million $1,000,000 1.00%

Clients

Number of High-Net-Worth Clients: 165
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 79.69%
Average Client Assets: $1.2 million
Total Client Accounts: 350
Discretionary Accounts: 348
Non-Discretionary Accounts: 2
Minimum Account Size: None

Regulatory Filings

CRD Number: 156623
Filing ID: 2037692
Last Filing Date: 2026-01-08 10:56:04

Form ADV Documents

Primary Brochure: FORM ADV PART 2A (2026-01-08)

View Document Text
6th Street Advisors, LLC Firm Brochure This brochure provides information about the qualifications and business practices of 6th Street Advisors, LLC. If you have any questions about the contents of this brochure, please contact us at (251) 422-3108 or by email at: dbryant@6thstreetadvisors.com. The information in this brochure has not been approved or verified by the United States Securities and Exchange Commission or by any state securities authority. Additional information about 6th Street Advisors, LLC is also available on the SEC’s website at www.adviserinfo.sec.gov. 6th Street Advisors, LLC’s CRD number is: 156623 ‐ B 7124 Stone Drive, Suite Daphne, Alabama 36526 (251) 422-3108 dbryant@6thstreetadvisors.com www.6thstreetadvisors.com Registration does not imply a certain level of skill or training. Version Date: 01/08/2026 Item 2: Material Changes Annual Update The Material Changes section of this brochure will be updated annually or when material changes occur since the previous release of the Firm Brochure. Each year, we will ensure that you receive a summary of any material changes to this and subsequent brochures by April 30th. We will further provide you with our most recent brochure at any time at your request, without charge. You may request a brochure by contacting us at (251) 422-3108 or dbryant@6thstreetadvisors.com. Material Changes since the Last Update Since the last Annual Update of February 18, 2025, 6th Street Advisors, LLC has had the following material changes: None. • i Item 3: Table of Contents Table of Contents Item 2: Material Changes .......................................................................................................................................................................................................... i Item 3: Table of Contents .........................................................................................................................................................................................................ii Item 4: Advisory Business ....................................................................................................................................................................................................... 1 A. Description of the Advisory Firm ................................................................................................................................................................................ 1 B. Types of Advisory Services ........................................................................................................................................................................................... 1 Investment Advisory Services ..................................................................................................................................................................................... 1 Financial Planning ......................................................................................................................................................................................................... 1 Services Limited to Specific Types of Investments .................................................................................................................................................... 1 C. Client Tailored Services and Client Imposed Restrictions ........................................................................................................................................ 2 D. Wrap Fee Programs ....................................................................................................................................................................................................... 2 E. Amounts Under Management ...................................................................................................................................................................................... 2 Item 5: Fees and Compensation .............................................................................................................................................................................................. 3 A. Fee Schedule ................................................................................................................................................................................................................... 3 Investment Advisory Services Fees ............................................................................................................................................................................. 3 Financial Planning Fees ................................................................................................................................................................................................ 3 Fixed Fees ....................................................................................................................................................................................................................... 3 B. Payment of Fees .............................................................................................................................................................................................................. 3 Payment of Investment Advisory Fees ....................................................................................................................................................................... 3 Payment of Financial Planning Fees ........................................................................................................................................................................... 3 C. Clients Are Responsible For Third Party Fees ............................................................................................................................................................ 4 D. Prepayment of Fees ....................................................................................................................................................................................................... 4 E. Outside Compensation For the Sale of Securities to Clients ..................................................................................................................................... 4 Item 6: Performance-Based Fees and Side-By-Side Management ...................................................................................................................................... 4 Item 7: Types of Clients ........................................................................................................................................................................................................... 4 Minimum Account Size ................................................................................................................................................................................................ 4 Item 8: Methods of Analysis, Investment Strategies, and Risk of Investment Loss ......................................................................................................... 5 A. Methods of Analysis and Investment Strategies ............................................................................................................................................... 5 Methods of Analysis ..................................................................................................................................................................................................... 5 Fundamental analysis ................................................................................................................................................................................................... 5 Investment Strategies .................................................................................................................................................................................................... 5 B. Material Risks Involved ....................................................................................................................................................................................... 5 Methods of Analysis ..................................................................................................................................................................................................... 5 Fundamental analysis ................................................................................................................................................................................................... 5 Investment Strategies .................................................................................................................................................................................................... 5 C. Risks of Specific Securities Utilized .................................................................................................................................................................... 5 ii Item 9: Disciplinary Information ............................................................................................................................................................................................ 6 Item 10: Other Financial Industry Activities and Affiliations ............................................................................................................................................. 6 A. Registration as a Broker/Dealer or Broker/Dealer Representative ............................................................................................................... 6 B. Registration as a Futures Commission Merchant, Commodity Pool Operator, or a Commodity Trading Advisor ................................ 6 C. Registration Relationships Material to this Advisory Business and Possible Conflicts of Interests ........................................................... 6 D. Selection of Other Advisors or Managers and How This Adviser is Compensated for Those Selections ................................................. 6 Item 11: Code of Ethics, Participation or Interest in Client Transactions and Personal Trading .................................................................................... 7 A. Code of Ethics ....................................................................................................................................................................................................... 7 B. Recommendations Involving Material Financial Interests .............................................................................................................................. 7 C. Investing Personal Money in the Same Securities as Clients........................................................................................................................... 7 D. Trading Securities At/Around the Same Time as Clients’ Securities ............................................................................................................ 7 Item 12: Brokerage Practices ................................................................................................................................................................................................... 8 A. Factors Used to Select Custodians and/or Broker/Dealers ............................................................................................................................ 8 1. Research and Other Soft-Dollar Benefits ...................................................................................................................................................... 8 2. Brokerage for Client Referrals ........................................................................................................................................................................ 8 3. Clients Directing Which Broker/Dealer/Custodian to Use ....................................................................................................................... 8 B. Aggregating (Block) Trading for Multiple Client Accounts ............................................................................................................................ 9 Item 13: Reviews of Accounts ................................................................................................................................................................................................. 9 A. Frequency and Nature of Periodic Reviews and Who Makes Those Reviews .............................................................................................. 9 B. Factors That Will Trigger a Non-Periodic Review of Client Accounts .......................................................................................................... 9 C. Content and Frequency of Regular Reports Provided to Clients.................................................................................................................... 9 Item 14: Client Referrals and Other Compensation ............................................................................................................................................................. 9 A. Economic Benefits Provided by Third Parties for Advice Rendered to Clients (Includes Sales Awards or Other Prizes) ...................... 9 B. Compensation to Non – Advisory Personnel for Client Referrals ................................................................................................................ 10 Item 15: Custody .................................................................................................................................................................................................................... 10 Item 16: Investment Discretion ............................................................................................................................................................................................. 10 Item 17: Voting Client Securities (Proxy Voting)................................................................................................................................................................ 10 Item 18: Financial Information .............................................................................................................................................................................................. 11 A. Balance Sheet ....................................................................................................................................................................................................... 11 B. Financial Conditions Reasonably Likely to Impair Ability to Meet Contractual Commitments to Clients ............................................ 11 C. Bankruptcy Petitions in Previous Ten Years ................................................................................................................................................... 11 iii Item 4: Advisory Business A. Description of the Advisory Firm 6th Street Advisors, LLC is an LLC registered in the State of Alabama. The firm is registered with the Securities and Exchange Commission to conduct investment advisory business. This firm has been in business since February 2011, and the principal owner is Darryl Wayne Bryant. B. Types of Advisory Services 6th Street Advisors, LLC (hereinafter “6th Street”) offers the following services to advisory clients: Investment Advisory Services 6th Street provides discretionary and non-discretionary investment advisory services to some of its clients through various managed account programs. 6th Street will assist the client in determining the suitability of the managed account programs for the client. A “managed account program” is defined as a managed account which consists of a portfolio constructed based on the clients’ financial situation, goals and objectives. 6th Street may internally manage assets or recommend the third-party asset management services of a sub-advisor, who may provide ongoing portfolio management services for some of our clients. 6th Street offers these services based on the individual goals, objectives, time horizon, and risk tolerance of each client. If it is determined that the portfolio management services offered by a third party asset manager are in the best interest of the client, 6th Street will utilize the sub-advisor to manage the client assets. The client will sign an Investment Advisory Agreement with 6th Street, and a Portfolio Management Agreement with the sub-advisor, if applicable. The Portfolio Management Agreement will grant the sub-advisor discretionary authority to manage the assets. 6th Street will be responsible for the continuing supervision of the client’s account, and the actions of the sub-advisor in connection with the client’s account and the managed assets. The sub-adviser recommended by 6th Street is an investment adviser registered under applicable securities laws, and they may manage all or a portion of the managed assets in the client's account. The client will be charged additional advisory fees by the sub-advisor that are not included in 6th Street’s advisory fee. 6th Street creates an Investment Policy Statement for each client, which outlines the client’s current situation (income, tax levels, and risk tolerance levels) and then constructs a plan (the Investment Policy Statement) to aid in the selection of a portfolio that matches each client’s specific situation. Investment Advisory Services include, but are not limited to, the following: 1 • • • Investment strategy • • Asset allocation • Risk tolerance Personal investment policy Asset selection Regular portfolio monitoring 6th Street evaluates the current investments of each client with respect to their risk tolerance levels and time horizon. Risk tolerance levels are documented in the Investment Policy Statement, which is given to each client. Financial Planning Financial plans and financial planning may include, but are not limited to investment planning, life insurance; tax concerns; retirement planning; college planning; and debt/credit planning. Retirement Plan Services 6th Street provides company-sponsored retirement plan consulting services (hereinafter called “retirement plan consulting services”). These services may include plan design, investment lineup selection and monitoring, plan administration support, education, co- fiduciary support, and benchmarking. We will meet with the client to discuss the major plan goals, identify key employees, evaluate employer contribution options, and analyze income tax considerations. 6th Street will assist with the development of an appropriate investment strategy that reflects the plan sponsor’s stated investment objectives for management of the plan. 6th Street will design an investment lineup that meets the plan sponsor’s goals and objectives and will monitor the investments for potential changes. Services Limited to Specific Types of Investments 6th Street limits its investment advice and/or money management to mutual funds, equities, bonds, fixed income, debt securities, ETFs, REITs, and government securities. 6th Street may use other securities as well to help diversify a portfolio when applicable. C. Client Tailored Services and Client Imposed Restrictions 6th Street offers the same suite of services to all of its clients. However, specific client financial plans and their implementation are dependent upon the client Investment Policy Statement which outlines each client’s current situation (income, tax levels, and risk tolerance levels) and is used to construct a client specific plan to aid in the selection of a portfolio that matches restrictions, needs, and targets. Clients may impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. These restrictions should be provided to us in writing. However, if the restrictions prevent 6th Street from properly servicing the client 2 account, or if the restrictions would require 6th Street to deviate from its standard suite of services, 6th Street reserves the right to end the relationship. D. Wrap Fee Programs 6th Street does not participate in any wrap fee programs. E. Amounts Under Management 6th Street Advisors has the following Assets Under Management. Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $244,083,834 $12,459,799 December 31, 2025 Item 5: Fees and Compensation A. Fee Schedule Investment Advisory Services Fees Total Assets Under Management Annual Fee All Assets Under Management 1.00% These fees are negotiable, and the final fee schedule is stated in the Investment Advisory Agreement. Fees are paid quarterly in advance, and clients may terminate their contracts with thirty days’ written notice. Refunds are given on a prorated basis, based on the number of days remaining in a quarter at the point of termination. Clients may terminate their contracts without penalty, for full refund, within 5 business days of signing the advisory agreement. Advisory fees are withdrawn directly from the client’s accounts with client written authorization. IA will not be compensated on the basis of a share of capital gains upon or capital appreciation of the funds or any portion of the funds of the client. Financial Planning Fees Depending upon the complexity of the situation and the needs of the client, the rate for creating client financial plans and/or providing financial planning and consulting, can be charged hourly or as a fixed fee. The hourly rate is $150 per hour and the fixed rate is between $1,000 and $5,000. Fees are paid in arrears upon completion. Because fees are charged in arrears, no refund is necessary. The fees are negotiable, and the final fee schedule will be stated in the Investment Advisory Agreement. Clients may terminate 3 their contracts without penalty within five business days of signing the advisory agreement. B. Payment of Fees Payment of Investment Advisory Fees Advisory fees are withdrawn directly from the client’s accounts with client written authorization. Fees are paid quarterly in advance. Payment of Financial Planning Fees Fixed Financial Planning fees are paid via check in arrears upon completion. Because fees are charged in arrears, no refund is necessary. C. Clients Are Responsible for Third Party Fees Clients are responsible for the payment of all third-party fees (i.e. custodian fees, mutual fund fees, transaction fees, etc.). Those fees are separate and distinct from the fees and expenses charged by 6th Street. Please see Item 12 of this brochure regarding broker/custodian. D. Prepayment of Fees 6th Street collects fees in advance and in arrears. Fees that are collected in advance will be refunded based on the prorated amount of work completed at the point of termination and the total days during the billing period. Fees will be returned within fourteen days to the client via check or return to credit card. E. Outside Compensation for the Sale of Securities to Clients Neither 6th Street nor its supervised persons accept any compensation for the sale of securities or other investment products, including asset-based sales charges or services fees from the sale of mutual funds. Item 6: Performance-Based Fees and Side-By-Side Management 6th Street does not accept performance-based fees or other fees based on a share of capital gains on or capital appreciation of the assets of a client. Item 7: Types of Clients 6th Street generally provides investment advice and/or management advisory services to the following types of clients: 4  Individuals  High-Net-Worth Individuals  Pension and Profit-Sharing Plans  Trusts, Estates, or Charitable Organizations  Corporations or Business Entities Minimum Account Size There is no account minimum. Item 8: Methods of Analysis, Investment Strategies, and Risk of Investment Loss A. Methods of Analysis and Investment Strategies Methods of Analysis 6th Street uses fundamental analysis. Fundamental analysis involves the analysis of financial statements, the general financial health of companies, and/or the analysis of management or competitive advantages. Investment Strategies 6th Street uses long-term and short-term trading strategies. Investing in securities involves a risk of loss that you, as a client, should be prepared to bear. B. Material Risks Involved Methods of Analysis Fundamental analysis concentrates on factors that determine a company’s value and expected future earnings. This strategy would normally encourage equity purchases in stocks that are undervalued or priced below their perceived value. The risk assumed is that the market will fail to reach expectations of perceived value. Investment Strategies Long term trading is designed to capture market rates of both return and risk. Frequent trading, when done, can affect investment performance, particularly through increased brokerage and other transaction costs and taxes. Short-term trading generally hold greater risk and clients should be aware that there is a material risk of loss using any of those strategies. 5 Investing in securities involves a risk of loss that you, as a client, should be prepared to bear. C. Risks of Specific Securities Utilized 6th Street generally seeks investment strategies that do not involve significant or unusual risk beyond that of the general domestic and/or international equity markets. Margin Transactions – a securities transaction in which an investor borrows money to purchase a security, in which case the security serves as collateral on the loan. Past performance is not a guarantee of future returns. Investing in securities involves a risk of loss that you, as a client, should be prepared to bear. Artificial Intelligence and Machine Learning Risk - Certain service providers utilized by the Firm to service client accounts have artificial intelligence components. The use of artificial intelligence and machine learning includes increased risk of data inaccuracies and security vulnerabilities. Due to the rapid advancement of machine learning technologies, future risks related to artificial intelligence are unpredictable. As a measure to mitigate these risks to our clients, the Firm performs periodic due diligence of our service providers for assurance that the service providers have appropriate controls in place to protect our clients’ information and to limit data inaccuracies when artificial intelligence is used by the service provider. Item 9: Disciplinary Information There are no legal or disciplinary events that are material to a client’s or prospective client’s evaluation of this advisory business or the integrity of our management. Item 10: Other Financial Industry Activities and Affiliations A. Registration as a Broker/Dealer or Broker/Dealer Representative Neither 6th Street nor its representatives are registered as a broker/dealer or as representatives of a broker/dealer. B. Registration as a Futures Commission Merchant, Commodity Pool Operator, or a Commodity Trading Advisor Neither 6th Street nor its representatives are registered as a Futures Commission Merchant, Commodity Pool Operator, or a Commodity Trading Advisor. 6 C. Registration Relationships Material to this Advisory Business and Possible Conflicts of Interests Darryl Wayne Bryant is a licensed insurance agent. From time to time, he will offer clients advice or products from those activities. Insurance products are sold through Fairwood Financial, LLC, an affiliate of 6th Street Advisors under common ownership of Darryl W. Bryant. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. 6th Street always acts in the best interest of the client, including the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of 6th Street in their capacity as an insurance agent. D. Selection of Other Advisors or Managers and How This Adviser is Compensated for Those Selections As described above in Item 4 – Advisory Services, 6th Street may recommend the portfolio management services of a third-party asset manager. By utilizing the asset management services of a sub-advisor, 6th Street will not charge or be compensated any differently than if the sub-advisor is not utilized. The client, however, will be responsible in paying separately for the services of the sub-advisor. The sub-advisor’s fees are stated in the sub- advisor’s Form ADV Part 2A and stated in the Portfolio Management Agreement signed by the client. Item 11: Code of Ethics, Participation or Interest in Client Transactions and Personal Trading A. Code of Ethics We have a written Code of Ethics that covers the following areas: Prohibited Purchases and Sales, Insider Trading, Personal Securities Transactions, Exempted Transactions, Prohibited Activities, Conflicts of Interest, Gifts and Entertainment, Confidentiality, Service on a Board of Directors, Compliance Procedures, Compliance with Laws and Regulations, Procedures and Reporting, Certification of Compliance, Reporting Violations, Compliance Officer Duties, Training and Education, Recordkeeping, Annual Review, and Sanctions. Clients may request a copy of our Code of Ethics from management. B. Recommendations Involving Material Financial Interests 6th Street does not recommend that clients buy or sell any security in which a related person to 6th Street has a material financial interest. 7 C. Investing Personal Money in the Same Securities as Clients From time to time, representatives of 6th Street may buy or sell securities for themselves that they also recommend to clients. This may provide an opportunity for representatives of 6th Street to buy or sell the same securities before or after recommending the same securities to clients resulting in representatives profiting off the recommendations they provide to clients. 6th Street will always document any transactions that could be construed as conflicts of interest and will always transact client business before their own when similar securities are being bought or sold. D. Trading Securities At/Around the Same Time as Clients’ Securities From time to time, representatives of 6th Street may buy or sell securities for themselves at or around the same time as clients. This may provide an opportunity for representatives of 6th Street to buy or sell securities before or after recommending securities to clients resulting in representatives profiting off the recommendations they provide to clients. 6th Street has a fiduciary responsibility to always act in the best interest for our clients, and 6th Street Advisors will never trade a personal account that would create a conflict of interest or be more advantageous than to that of a client. Item 12: Brokerage Practices A. Factors Used to Select Custodians and/or Broker/Dealers 6th Street Advisors primarily recommends the custodial services of Charles Schwab & Co., Inc., Member FINRA/SIPC (“Schwab”). Schwab was selected based on their relatively low transaction fees and technology on their trading platform. 6th Street will never charge a premium or commission on transactions, beyond the actual cost imposed by the Custodian. The Custodians currently used by 6th Street Advisors include National Financial Services, Fidelity Investments, and Schwab. 6th Street Advisors also utilizes the custodial services of Shareholders Services Group (“SSG”), an introducing securities broker-dealer who has entered into an agreement with Pershing, LLC (Clearing Broker) to execute and clear all transactions on a fully disclosed basis. Pershing, LLC maintains custody of all funds and securities for clients with SSG. 6 th Street Advisors may recommend the services of SSG to those clients that have funds and/or individual securities that they wish to keep and not invest in the portfolios held by Schwab. We believe that SSG and its clearing firm, Pershing, LLC, provide quality execution services for you at competitive prices. Price is not the sole factor we consider in evaluating best execution. We also consider the quality of the brokerage services provided by SSG and Pershing, including the value of research provided, the firm's reputation, execution capabilities, commission rates, reporting capabilities, and 8 responsiveness to our clients and our firm. In recognition of the value of research services and additional brokerage products and services SSG and Pershing provides, you may pay higher commissions and/or trading costs than those that may be available elsewhere. 1. Research and Other Soft-Dollar Benefits 6th Street receives no research, product, or service other than execution from a broker- dealer or third-party in connection with client securities transactions (“soft dollar benefits”). 2. Brokerage for Client Referrals 6th Street receives no referrals from a broker-dealer or third party in exchange for using that broker-dealer or third party. 3. Clients Directing Which Broker/Dealer/Custodian to Use While you are free to choose any broker-dealer or other service provider, we recommend that you establish an account with a brokerage firm with which we have an existing relationship. Such relationships may include benefits provided to our firm, including, but not limited to research, market information, and administrative services that help our firm manage your account(s). We believe that recommended broker dealers provide quality execution services for our clients at competitive prices. Price is not the sole factor we consider in evaluating best execution. We also consider the quality of the brokerage services provided by the recommended broker-dealers, including the value of research provided, the firm’s reputation, execution capabilities, commission rates, and responsiveness to our clients and our firm. You may direct us in writing to use a particular broker-dealer to execute some or all of the transactions for your account. If you do so, you are responsible for negotiating the terms and arrangements for the account with that broker-dealer. We may not be able to negotiate commissions, obtain volume discounts, or best execution. In addition, under these circumstances a difference in commission charges may exist between the commissions charged to clients who direct us to use a particular broker or dealer and other clients who do not direct us to use a particular broker or dealer. Not all investment advisers allow their clients to direct brokerage. B. Aggregating (Block) Trading for Multiple Client Accounts 6th Street may aggregate trades. Clients should be aware that 6th Street does not benefit by aggregating or not aggregating trades. Clients may pay higher or lower trading costs than if trades were not aggregated. 9 Item 13: Reviews of Accounts A. Frequency and Nature of Periodic Reviews and Who Makes Those Reviews Client accounts are reviewed at least monthly only by Darryl Wayne Bryant, Managing Member. Darryl Wayne Bryant reviews clients’ accounts with regards to their investment policies and risk tolerance levels. All accounts at 6th Street are assigned to this reviewer. All financial planning accounts are reviewed upon financial plan creation and plan delivery by Darryl Wayne Bryant, Managing Member. There is only one level of review and that is the total review conducted to create the financial plan. B. Factors That Will Trigger a Non-Periodic Review of Client Accounts Reviews may be triggered by material market, economic or political events, or by changes in client's financial situations (such as retirement, termination of employment, physical move, or inheritance). C. Content and Frequency of Regular Reports Provided to Clients Each client will receive at least quarterly a written report that details the clients’ account which may come from the custodian. Clients are provided a one-time financial plan concerning their financial situation. After the presentation of the plan, there are no further reports. Clients may request additional plans or reports for a fee. Item 14: Client Referrals and Other Compensation A. Economic Benefits Provided by Third Parties for Advice Rendered to Clients (Includes Sales Awards or Other Prizes) 6th Street may utilize a sub-advisor to provide portfolio management services for some of our clients. While providing advisory services, if it is determined that ongoing portfolio management services by a sub-advisor will benefit the client based on their investment goals and objectives, the sub-advisor will benefit from 6th Street for our client referral to their firm. This economic benefit for the sub-advisor is in the form of management fees and expenses, which is disclosed in the sub-advisor’s disclosure information that is provided to the client at the time of client engagement. 10 B. Compensation to Non – Advisory Personnel for Client Referrals 6th Street may compensate another party for client referrals, also known as solicitor arrangements for client referrals. If 6th Street does compensate for a client referral, an executed solicitor’s agreement will be in place and a solicitor’s disclosure document will be provided to each client referred to 6th Street by the solicitor. Item 15: Custody Any investment advisor having custody or access to customer funds or securities must comply with certain rules and regulations designed to protect the clients’ assets. Rule 206(4)-2 of the Investment Advisers Act of 1940 details strict requirements governing investment advisors that have “custody” over client securities or funds. 6th Street meets the definition of having custody due to the following circumstances: • • 6th Street directly debits fees from client accounts Standing Letters of Authorization Some clients may execute limited powers of attorney or other standing letters of authorization that permit the firm to transfer money from their account with the client’s independent qualified Custodian to third-parties. This authorization to direct the Custodian may be deemed to cause our firm to exercise limited custody over your funds or securities and for regulatory reporting purposes, we are required to keep track of the number of clients and accounts for which we may have this ability. We do not have physical custody of any of your funds and/or securities. 6th Street does not have physical custody of any client funds and/or securities. Client funds and securities will be held with a bank, broker dealer, or other independent qualified custodian. Clients will receive account statements from the independent, qualified custodian holding your funds at least quarterly. The account statement from your custodian will indicate the amount of advisory fees deducted from your account(s) each billing cycle. Clients should carefully review statements received from the custodian. 6th Street also sends quarterly invoices detailing the manner and amount of advisory fees to all clients. Item 16: Investment Discretion Before 6th Street can buy or sell securities on your behalf, you must first sign our discretionary management agreement, a limited power of attorney, and/or trading authorization forms. By choosing to do so, you may grant the firm discretion over the selection and amount of securities to be purchased or sold for your account(s) without obtaining your consent or approval prior to each transaction. Clients may impose limitations on discretionary authority for investing in certain securities or types of securities (such as a product type, specific companies, specific sectors, etc.), as well as other limitations as expressed by the client. Limitations on discretionary authority are required to be provided to the IAR in writing. 11 Item 17: Voting Client Securities (Proxy Voting) 6th Street will not ask for, nor accept voting authority for client securities. Clients will receive proxies directly from the issuer of the security or the custodian. Clients should direct all proxy questions to the issuer of the security. Item 18: Financial Information A. Balance Sheet 6th Street does not require nor solicit prepayment of more than $1,200 in fees per client, six months or more in advance and therefore does not need to include a balance sheet with this brochure. B. Financial Conditions Reasonably Likely to Impair Ability to Meet Contractual Commitments to Clients Neither 6th Street nor its management have any financial conditions that are likely to reasonably impair our ability to meet contractual commitments to clients. C. Bankruptcy Petitions in Previous Ten Years 6th Street has not been the subject of a bankruptcy petition in the last ten years. 12