Overview
Assets Under Management: $464 million
Headquarters: LONE TREE, CO
High-Net-Worth Clients: 139
Average Client Assets: $2 million
Frequently Asked Questions
A & I FINANCIAL SERVICES, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #148357), A & I FINANCIAL SERVICES, LLC is subject to fiduciary duty under federal law.
A & I FINANCIAL SERVICES, LLC is headquartered in LONE TREE, CO.
A & I FINANCIAL SERVICES, LLC serves 139 high-net-worth clients according to their SEC filing dated February 22, 2025. View client details ↓
According to their SEC Form ADV, A & I FINANCIAL SERVICES, LLC offers financial planning, portfolio management for individuals, portfolio management for institutional clients, and selection of other advisors. View all service details ↓
A & I FINANCIAL SERVICES, LLC manages $464 million in client assets according to their SEC filing dated February 22, 2025.
According to their SEC Form ADV, A & I FINANCIAL SERVICES, LLC serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 139
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 66.69
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 2,261
Discretionary Accounts: 1,851
Non-Discretionary Accounts: 410
Regulatory Filings
CRD Number: 148357
Last Filing Date: 2025-02-22 00:00:00
Website: https://assetsandincome.com