Overview

Assets Under Management: $2.0 billion
Headquarters: MONUMENT, CO
High-Net-Worth Clients: 123
Average Client Assets: $3 million

Frequently Asked Questions

ADVISORS ASSET MANAGEMENT, INC. charges 2.50% on all assets according to their SEC Form ADV filing. See complete fee breakdown ↓

Yes. As an SEC-registered investment advisor (CRD #46727), ADVISORS ASSET MANAGEMENT, INC. is subject to fiduciary duty under federal law.

ADVISORS ASSET MANAGEMENT, INC. is headquartered in MONUMENT, CO.

ADVISORS ASSET MANAGEMENT, INC. serves 123 high-net-worth clients according to their SEC filing dated June 27, 2025. View client details ↓

According to their SEC Form ADV, ADVISORS ASSET MANAGEMENT, INC. offers portfolio management for individuals, portfolio management for businesses, and portfolio management for institutional clients. View all service details ↓

ADVISORS ASSET MANAGEMENT, INC. manages $2.0 billion in client assets according to their SEC filing dated June 27, 2025.

According to their SEC Form ADV, ADVISORS ASSET MANAGEMENT, INC. serves high-net-worth individuals, businesses, and institutional clients. View client details ↓

Services Offered

Services: Portfolio Management for Individuals, Portfolio Management for Companies, Portfolio Management for Institutional Clients

Fee Structure

Primary Fee Schedule (AAM ADV PART 2A BROCHURE)

MinMaxMarginal Fee Rate
$0 and above 2.50%
Illustrative Fee Rates
Total AssetsAnnual FeesAverage Fee Rate
$1 million $25,000 2.50%
$5 million $125,000 2.50%
$10 million $250,000 2.50%
$50 million $1,250,000 2.50%
$100 million $2,500,000 2.50%

Clients

Number of High-Net-Worth Clients: 123
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 16.43
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 1,591
Discretionary Accounts: 1,558
Non-Discretionary Accounts: 33

Regulatory Filings

CRD Number: 46727
Filing ID: 2000587
Last Filing Date: 2025-06-27 14:25:00
Website: https://aamlive.com

Form ADV Documents

Additional Brochure: AAM ADV PART 2A BROCHURE (2025-03-21)

View Document Text
Table of Contents Item Section 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. Summary of Material Changes Table of Contents Advisory Business Fees and Compensation Performance-Based Fees and Side-by-Side Management Types of Clients Methods of Analysis, Investment Strategies and Risk of Loss Disciplinary Information Other Financial Industry Activities and Affiliations Code of Ethics, Participation or Interest in Client Transactions and Personal Trading Page Number 2 3 4 10 15 15 15 18 18 20 12. 13. 14. 15. 16. 17. 18. 19 Brokerage Practices Review of Accounts Client Referrals and Other Compensation Custody Investment Discretion Voting Client Securities Financial Information Other Matters 22 27 27 28 28 28 29 30 3 | P a g e