Overview
Assets Under Management: $1.4 billion
Headquarters: NEW YORK, NY
High-Net-Worth Clients: 384
Average Client Assets: $2 million
Frequently Asked Questions
AEGIS CAPITAL CORP. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #15007), AEGIS CAPITAL CORP. is subject to fiduciary duty under federal law.
AEGIS CAPITAL CORP. is headquartered in NEW YORK, NY.
AEGIS CAPITAL CORP. serves 384 high-net-worth clients according to their SEC filing dated November 11, 2025. View client details ↓
According to their SEC Form ADV, AEGIS CAPITAL CORP. offers financial planning, portfolio management for individuals, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisors. View all service details ↓
AEGIS CAPITAL CORP. manages $1.4 billion in client assets according to their SEC filing dated November 11, 2025.
According to their SEC Form ADV, AEGIS CAPITAL CORP. serves high-net-worth individuals, pooled investment vehicles, and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Institutional Clients, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 384
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 52.25
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 2,760
Discretionary Accounts: 1,030
Non-Discretionary Accounts: 1,730
Regulatory Filings
CRD Number: 15007
Filing ID: 2026988
Last Filing Date: 2025-11-11 14:57:11
Website: 18