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Alcyon Wealth Advisors, LLC
dba Alcyon Wealth Partners
Form ADV Part 2A – Disclosure Brochure
Effective: February 13, 2026
This Form ADV Part 2A (“Disclosure Brochure”) provides information about the qualifications and business
practices of Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners (“Alcyon” or the “Advisor”). If you have any
questions about the content of this Disclosure Brochure, please contact the Advisor at (330) 797-4088.
Alcyon is a registered investment advisor with the U.S. Securities and Exchange Commission (“SEC”). The
information in this Disclosure Brochure has not been approved or verified by the SEC or by any state securities
authority. Registration of an investment advisor does not imply any specific level of skill or training. This Disclosure
Brochure provides information about Alcyon to assist you in determining whether to retain the Advisor.
Additional information about Alcyon and its Advisory Persons is available on the SEC’s website at
www.adviserinfo.sec.gov by searching with the Advisor’s firm name or CRD# 334909.
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Item 2 – Material Changes
Form ADV 2 is divided into two parts: Part 2A (the "Disclosure Brochure") and Part 2B (the "Brochure
Supplement"). The Disclosure Brochure provides information about a variety of topics relating to an Advisor’s
business practices and conflicts of interest. The Brochure Supplement provides information about the Advisory
Persons of Alcyon. For convenience, the Advisor has combined these documents into a single disclosure
document.
Alcyon believes that communication and transparency are the foundation of its relationship with clients and will
continually strive to provide you with complete and accurate information at all times. Alcyon encourages all current
and prospective clients to read this Disclosure Brochure and discuss any questions you may have with the Advisor.
Material Changes
There have been no material changes to this Disclosure Document since the last filing and delivery to clients on
May 19, 2025.
Future Changes
From time to time, the Advisor may amend this Disclosure Brochure to reflect changes in business practices,
changes in regulations or routine annual updates as required by the securities regulators. This complete Disclosure
Brochure or a Summary of Material Changes shall be provided to you annually and if a material change occurs.
At any time, you may view the current Disclosure Brochure on-line at the SEC’s Investment Adviser Public
Disclosure website at www.adviserinfo.sec.gov by searching with the Advisor’s firm name or CRD# 334909. You
may also request a copy of this Disclosure Brochure at any time by contacting the Advisor at (330) 797-4088.
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 2
Item 3 – Table of Contents
Item 1 – Cover Page……………………………………………………………………………………………………………1
Item 3 – Table of Contents .......................................................................................................................................... 3
Item 4 – Advisory Services ......................................................................................................................................... 5
A. Firm Information ..................................................................................................................................................... 5
B. Advisory Services Offered ..................................................................................................................................... 5
C. Client Account Management ................................................................................................................................. 6
D. Wrap Fee Programs .............................................................................................................................................. 6
E. Assets Under Management ................................................................................................................................... 6
Item 5 – Fees and Compensation ............................................................................................................................... 8
A. Fees for Advisory Services .................................................................................................................................... 8
B. Fee Billing .............................................................................................................................................................. 8
C. Other Fees and Expenses ..................................................................................................................................... 9
D. Advance Payment of Fees and Termination ......................................................................................................... 9
E. Compensation for Sales of Securities ................................................................................................................... 9
Item 6 – Performance-Based Fees and Side-By-Side Management ....................................................................... 9
Item 7 – Types of Clients........................................................................................................................................... 10
Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss ............................................................. 10
A. Methods of Analysis............................................................................................................................................. 10
B. Risk of Loss ......................................................................................................................................................... 10
Item 9 – Disciplinary Information ............................................................................................................................. 12
Item 10 – Other Financial Industry Activities and Affiliations .............................................................................. 12
Item 11 – Code of Ethics, Participation or Interest in Client Transactions and Personal Trading ................... 12
A. Code of Ethics ..................................................................................................................................................... 12
B. Personal Trading with Material Interest ............................................................................................................... 12
C. Personal Trading in Same Securities as Clients ................................................................................................. 12
D. Personal Trading at Same Time as Client .......................................................................................................... 13
Item 12 – Brokerage Practices ................................................................................................................................. 13
A. Recommendation of Custodian[s] ....................................................................................................................... 13
B. Aggregating and Allocating Trades ..................................................................................................................... 14
Item 13 – Review of Accounts .................................................................................................................................. 14
A. Frequency of Reviews ......................................................................................................................................... 14
B. Causes for Reviews ............................................................................................................................................. 14
C. Review Reports ................................................................................................................................................... 14
Item 14 – Client Referrals and Other Compensation ............................................................................................. 14
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 3
A. Compensation Received by Alcyon ..................................................................................................................... 14
B. Compensation for Client Referrals ...................................................................................................................... 15
Item 15 – Custody ...................................................................................................................................................... 15
Item 16 – Investment Discretion ............................................................................................................................... 15
Item 17 – Voting Client Securities ............................................................................................................................ 15
Item 18 – Financial Information ................................................................................................................................ 15
Form ADV Part 2B – Brochure Supplement ............................................................................................................ 17
Privacy Policy............................................................................................................................................................. 23
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 4
Item 4 – Advisory Services
A. Firm Information
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners (“Alcyon” or the “Advisor”) is a registered investment
advisor with the U.S. Securities and Exchange Commission (“SEC”). The Advisor is organized as a Limited Liability
Company (“LLC”) under the laws of the State of Ohio. Alcyon was founded in April 2008 and commenced
operations as a registered investment advisor in May 2025. Alcyon is owned and operated by Marc A. Presley
(Principal) and Don R. Sherwood (Principal). This Disclosure Brochure provides information regarding the
qualifications, business practices, and the advisory services provided by Alcyon.
B. Advisory Services Offered
Alcyon offers wealth management services to high net worth individuals, families, trusts, estates, charitable
organizations, and businesses (each referred to as a “Client”). Alcyon provides a comprehensive of family office
services to our Client families and professional athletes. We provide our Clients with, advice, recommendations,
and management in the following areas: financial planning; investment management (asset allocation, portfolio
construction, investment vehicle selection, portfolio monitoring and discretionary management); family governance,
succession planning; service provider selection; consolidated reporting; and bill payment support.
We work closely with each Client to identify investment goals and objectives, as well as risk tolerance and financial
situation in order to develop an investment approach and an overall strategy. Alcyon serves as a fiduciary to
Clients, as defined under the applicable laws and regulations. As a fiduciary, the Advisor upholds a duty of loyalty,
fairness and good faith towards each Client and seeks to mitigate potential conflicts of interest. Alcyon’s fiduciary
commitment is further described in the Advisor’s Code of Ethics. For more information regarding the Code of
Ethics, please see Item 11 – Code of Ethics, Participation or Interest in Client Transactions and Personal Trading.
Wealth Management Services
Alcyon provides customized wealth management services for its Clients. This is achieved through continuous
personal Client contact and interaction while providing discretionary investment management, financial planning,
and related advisory services. Alcyon works closely with each Client to identify their investment goals and
objectives as well as risk tolerance and financial situation in order to develop a customized investment strategy.
Alcyon will then construct an investment portfolio, consisting of low-cost, diversified mutual funds, exchange-traded
funds (“ETFs”), individual stocks, individual bonds, and/or closed-end funds to achieve the Client’s investment
goals. The Advisor may also utilize private investments and other types of investments, as appropriate, to meet the
needs of the Client. The Advisor may retain certain legacy investments based on portfolio fit and/or tax
considerations.
Alcyon’s investment strategies are primarily long-term focused, but the Advisor may buy, sell or re-allocate
positions that have been held for less than one year to meet the objectives of the Client or due to market
conditions. Alcyon will construct, implement and monitor the portfolio to ensure it meets the goals, objectives,
circumstances, and risk tolerance agreed to by the Client. Each Client will have the opportunity to place reasonable
restrictions on the types of investments to be held in their respective portfolio, subject to acceptance by the Advisor.
Alcyon evaluates and selects investments for inclusion in Client portfolios only after applying its internal due
diligence process. Alcyon may recommend, on occasion, redistributing investment allocations to diversify the
portfolio. Alcyon may recommend specific positions to increase sector or asset class weightings. The Advisor may
recommend employing cash positions as a possible hedge against market movement.
Alcyon may recommend selling positions for reasons that include, but are not limited to, harvesting capital gains or
losses, business or sector risk exposure to a specific security or class of securities, overvaluation or overweighting
of the position[s] in the portfolio, change in risk tolerance of the Client, generating cash to meet Client needs, or any
risk deemed unacceptable for the Client’s risk tolerance.
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 5
Retirement Accounts – When the Advisor provides investment advice to Clients regarding ERISA retirement
accounts or individual retirement accounts (“IRAs”), the Advisor is a fiduciary within the meaning of Title I of the
Employee Retirement Income Security Act (“ERISA”) and/or the Internal Revenue Code (“IRC”), as applicable,
which are laws governing retirement accounts. When deemed to be in the Client’s best interest, the Advisor will
provide investment advice to a Client regarding a distribution from an ERISA retirement account or to roll over the
assets to an IRA, or recommend a similar transaction including rollovers from one ERISA sponsored Plan to
another, one IRA to another IRA, or from one type of account to another account (e.g. commission-based account
to fee-based account). Such a recommendation creates a conflict of interest if the Advisor will earn a new (or
increase its current) advisory fee as a result of the transaction. No client is under any obligation to roll over a
retirement account to an account managed by the Advisor.
Financial Planning Services – Alcyon will typically provide a variety of financial planning and consulting services to
Clients, as part of its wealth management services and fee. Services are offered in several areas of a Client’s
financial situation, depending on their goals and objectives. Generally, such financial planning services involve
preparing a formal financial plan or rendering a specific financial consultation based on the Client’s financial goals
and objectives. This planning or consulting may encompass one or more areas of need, including but not limited to,
investment planning, retirement planning, personal savings, education savings, insurance needs, and/or other
areas of a Client’s financial situation.
A financial plan developed for, or financial consultation rendered to the Client will usually include general
recommendations for a course of activity or specific actions to be taken by the Client. For example,
recommendations may be made that the Client start or revise their investment programs, commence or alter
retirement savings, establish education savings and/or charitable giving programs.
Alcyon may also refer Clients to an accountant, attorney or other specialists, as appropriate for their unique
situation. For certain financial planning engagements, the Advisor will provide a written summary of the Client’s
financial situation, observations, and recommendations. For consulting or ad-hoc engagements, the Advisor may
not provide a written summary. Plans or consultations are typically completed within six (6) months of contract date,
assuming all information and documents requested are provided promptly. Clients are not obligated to implement
any recommendations made by the Advisor or maintain an ongoing relationship with the Advisor. If the Client elects
to act on any of the recommendations made by the Advisor, the Client is under no obligation to implement the
transaction through the Advisor.
C. Client Account Management
Prior to engaging Alcyon to provide wealth management services, each Client is required to enter a written
agreement with the Advisor that defines the terms, conditions, authority and responsibilities of the Advisor and the
Client. These services may include:
● Establishing an Investment Strategy – Alcyon, in connection with the Client, will develop a strategy that
seeks to achieve the Client’s goals and objectives.
● Asset Allocation – Alcyon will develop a strategic asset allocation that is targeted to meet the investment
objectives, time horizon, financial situation and tolerance for risk for each Client.
● Portfolio Construction – Alcyon will develop a portfolio for the Client that is intended to meet the stated
goals and objectives of the Client.
●
Investment Management and Supervision – Alcyon will provide investment management and ongoing
oversight of the Client’s investment portfolio.
D. Wrap Fee Programs
Alcyon does not manage or place Client assets into a wrap fee program.
E. Assets Under Management
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 6
As of December 31, 2025, Alcyon manages $356,492,833 in Client assets, all of which are managed on a
discretionary basis. Clients may request more current information at any time by contacting the Advisor.
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 7
Item 5 – Fees and Compensation
The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into a written
wealth management agreement with the Advisor.
A. Fees for Advisory Services
Wealth management fees are paid quarterly, in advance of each calendar quarter, pursuant to the terms of the
wealth management agreement. Wealth management fees are based on the market value of assets under
management at the end of the prior calendar quarter. Wealth management fees range from 1.00% to 2.00%
annually based on several factors, including: the scope and complexity of the services to be provided; the level of
assets to be managed; and the overall relationship with the Advisor. Relationships with multiple objectives, specific
reporting requirements, portfolio restrictions and other complexities may be charged a higher fee.
The wealth management fee in the first quarter of service is prorated from the inception date of the account[s] to
the end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take
into consideration the aggregate assets under management with the Advisor, which may also include assets held
away from the Custodian listed herein. All securities held in accounts managed by Alcyon will be independently
valued by the respective Custodian. The Advisor will conduct periodic reviews of the Custodians’ valuation to
ensure accurate billing.
The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and
other related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the
Advisor shall not receive any portion of these commissions, fees, and costs.
B. Fee Billing
Wealth management fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at
the Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted
from the Client’s account[s]. The amount due is calculated by applying the daily rate (annual rate divided by the
number of days in the year times the number of days in the quarterly billing period) to the total assets under
management with Alcyon at the end of the prior quarter. Clients will be provided with a statement, at least quarterly,
from the Custodian reflecting deduction of the wealth management fee. Clients are urged to also review the
statement provided by the Custodian, as the Custodian does not perform a verification of the Advisor’s fees. Clients
provide written authorization permitting advisory fees to be deducted by Alcyon to be paid directly from their
account[s] held by the Custodian as part of the wealth management agreement and separate account forms
provided by the Custodian.
Contributions and Withdrawals – Clients may make additions to and withdrawals from their account[s] at any time,
subject to Alcyon’s right to terminate an account. Additions may be in cash or securities provided that Alcyon
reserves the right to liquidate any transferred securities or decline to accept particular securities into a Client’s
account[s]. Clients may withdraw account assets on notice to Alcyon, subject to the usual and customary securities
settlement procedures. However, Alcyon designs its portfolios as long-term investments, and the withdrawal of
assets may impair the achievement of a Client’s investment objectives. Alcyon may consult with its Clients about
the options and ramifications of transferring securities. However, Clients are advised that when transferred
securities are liquidated, they may be subject to transaction fees, fees assessed at the mutual fund level (i.e.
contingent deferred sales charge) and/or tax ramifications. Contributions into or withdrawals from the Account[s]
greater than $100,000 after the start of the quarterly period will be adjusted for billing purposes. Contributions and
withdrawals below $100,000 will not be adjusted. An adjustment will be made in the form of a credit or debit the
following billing period to reflect the interim change in portfolio value from the date of the deposit or withdrawal until
the end of the quarter.
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 8
C. Other Fees and Expenses
Clients may incur certain fees or charges imposed by third parties, other than Alcyon, in connection with
investments made on behalf of the Client’s account[s]. The Client is responsible for all custody and securities
execution fees charged by the Custodian, as applicable. The Advisor's recommended Custodian does not charge
securities transaction fees for ETF and equity trades in a Client's account, provided that the account meets the
terms and conditions of the Custodian's brokerage requirements. However, the Custodian typically charges for
mutual funds and other types of investments. The fees charged by Alcyon are separate and distinct from these
custody and execution fees.
In addition, all fees paid to Alcyon for wealth management services are separate and distinct from the expenses
charged by mutual funds and ETFs to their shareholders, if applicable. These fees and expenses are described in
each fund’s prospectus. These fees and expenses will generally be used to pay management fees for the funds,
other fund expenses, account administration (e.g., custody, brokerage and account reporting), and a possible
distribution fee. A Client may be able to invest in these products directly, without the services of Alcyon, but would
not receive the services provided by Alcyon which are designed, among other things, to assist the Client in
determining which products or services are most appropriate for each Client’s financial situation and objectives.
Accordingly, the Client should review both the fees charged by the fund[s] and the fees charged by Alcyon to fully
understand the total fees to be paid. Please refer to Item 12 – Brokerage Practices for additional information.
D. Advance Payment of Fees and Termination
Alcyon may be compensated for its wealth management services in advance of the quarter; prior to rendering
services for the period. Either party may terminate the wealth management agreement, at any time, by providing
advance written notice to the other party. The Client may also terminate the wealth management agreement within
five (5) business days of signing the Advisor’s agreement at no cost to the Client. After the five-day period, the
Client will incur charges for bona fide advisory services rendered to the point of termination and such fees will be
due and payable by the Client. Upon termination, the Advisor will promptly refund any unearned, prepaid fees from
the effective date of termination through the end of the quarter based on the number of days remaining in the
period. The Client’s wealth management agreement with the Advisor is non-transferable without the Client’s prior
consent.
E. Compensation for Sales of Securities
Alcyon does not buy or sell securities to earn commissions and does not receive any compensation for securities
transactions in any Client account, other than the wealth management fees noted above.
Certain Advisory Persons are also licensed as independent insurance professionals. As an independent insurance
professional, an Advisory Person may earn commission-based compensation for selling insurance products,
including insurance products they sell to Clients. Insurance commissions earned by Advisory Persons are separate
and in addition to our advisory fees. This practice presents a conflict of interest as the Advisory Person may have
an incentive to recommend insurance products to Clients for the purpose of generating commissions rather than
solely based on the Client’s needs. Clients are under no obligation, contractually or otherwise, to purchase
insurance products through any Advisory Person affiliated with the Advisor. Please see Item 10 below.
Item 6 – Performance-Based Fees and Side-By-Side Management
Alcyon does not charge performance-based fees for its wealth management services. The fees charged by Alcyon
are as described in Item 5 above and are not based upon the capital appreciation of the funds or securities held by
any Client.
Alcyon does not manage any proprietary investment funds or limited partnerships (for example, a mutual fund or a
hedge fund) and has no financial incentive to recommend any particular investment options to its Clients.
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 9
Item 7 – Types of Clients
Alcyon offers wealth management services to high net worth individuals, families, trusts, estates, charitable
organizations, and businesses. Alcyon generally does not impose a minimum relationship size. However, its
services are tailored to high net worth families and professional athletes.
Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss
A. Methods of Analysis
Alcyon primarily employs fundamental and technical analysis methods in developing investment strategies for its
Clients. Research and analysis from Alcyon are derived from numerous sources, including financial media
companies, third-party research materials, Internet sources, and review of company activities, including annual
reports, prospectuses, press releases and research prepared by others.
Fundamental analysis utilizes economic and business indicators as investment selection criteria. This criteria
consists generally of ratios and trends that may indicate the overall strength and financial viability of the entity being
analyzed. Assets are deemed suitable if they meet certain criteria to indicate that they are a strong investment with
a value discounted by the market. While this type of analysis helps the Advisor in evaluating a potential investment,
it does not guarantee that the investment will increase in value. Assets meeting the investment criteria utilized in
the fundamental analysis may lose value and may have negative investment performance. The Advisor monitors
these economic indicators to determine if adjustments to strategic allocations are appropriate. More details on the
Advisor’s review process are included below in Item 13 – Review of Accounts.
Technical analysis involves the analysis of past market data rather than specific company data in determining the
recommendations made to clients. Technical analysis may involve the use of charts to identify market patterns and
trends, which may be based on investor sentiment rather than the fundamentals of the company. The primary risk
in using technical analysis is that spotting historical trends may not help to predict such trends in the future. Even if
the trend will eventually reoccur, there is no guarantee that Alcyon will be able to accurately predict such a
reoccurrence.
As noted above, Alcyon generally employs a long-term investment strategy for its Clients, as consistent with their
financial goals. Alcyon will typically hold all or a portion of a security for more than a year, but may hold for shorter
periods for the purpose of rebalancing a portfolio or meeting the cash needs of Clients. At times, Alcyon may also
buy and sell positions that are more short-term in nature, depending on the goals of the Client and/or the
fundamentals of the security, sector or asset class.
B. Risk of Loss
Investing in securities involves certain investment risks. Securities may fluctuate in value or lose value. Clients
should be prepared to bear the potential risk of loss. Alcyon will assist Clients in determining an appropriate
strategy based on their tolerance for risk and other factors noted above. However, there is no guarantee that a
Client will meet their investment goals.
While the methods of analysis help the Advisor in evaluating a potential investment, it does not guarantee that the
investment will increase in value. Assets meeting the investment criteria utilized in these methods of analysis may
lose value and may have negative investment performance. The Advisor monitors these economic indicators to
determine if adjustments to strategic allocations are appropriate. More details on the Advisor’s review process are
included below in Item 13 – Review of Accounts.
Each Client engagement will entail a review of the Client's investment goals, financial situation, time horizon,
tolerance for risk and other factors to develop an appropriate strategy for managing a Client's account. Client
participation in this process, including full and accurate disclosure of requested information, is essential for the
analysis of a Client's account[s]. The Advisor shall rely on the financial and other information provided by the Client
or their designees without the duty or obligation to validate the accuracy and completeness of the provided
information. It is the responsibility of the Client to inform the Advisor of any changes in financial condition, goals or
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 10
other factors that may affect this analysis. The risks associated with a particular strategy are provided to each
Client in advance of investing Client accounts. The Advisor will work with each Client to determine their tolerance
for risk as part of the portfolio construction process.
The following page lists some of the risks associated with the Advisor’s investment strategies.
Market Risks
The value of a Client’s holdings may fluctuate in response to events specific to companies or markets, as well as
economic, political, or social events in the U.S. and abroad. This risk is linked to the performance of the overall
financial markets.
ETF Risks
The performance of ETFs is subject to market risk, including the possible loss of principal. The price of the ETFs
will fluctuate with the price of the underlying securities that make up the funds. In addition, ETFs have a trading risk
based on the loss of cost efficiency if the ETFs are traded actively and a liquidity risk if the ETFs have a large bid-
ask spread and low trading volume. The price of an ETF fluctuates based upon the market movements and may
dissociate from the index being tracked by the ETF or the price of the underlying investments. An ETF purchased
or sold at one point in the day may have a different price than the same ETF purchased or sold a short time later.
There is also a risk that Authorized Participants are unable to fulfill their responsibilities. Authorized Participants are
one of the major parties involved with ETF creation/redemption mechanism in the markets. The Authorized
Participants play a critical role in the liquidity of ETFs and essentially have the exclusive right to change the supply
of ETF shares in the market. If the Authorized Participants does not fulfill this expected role, there could be an
adverse impact on liquidity and the valuation of an ETF.
Bond Risks
Bonds are subject to specific risks, including the following: (1) interest rate risks, i.e. the risk that bond prices will fall
if interest rates rise, and vice versa, the risk depends on two things, the bond's time to maturity, and the coupon
rate of the bond. (2) reinvestment risk, i.e. the risk that any profit gained must be reinvested at a lower rate than
was previously being earned, (3) inflation risk, i.e. the risk that the cost of living and inflation increase at a rate that
exceeds the income investment thereby decreasing the investor’s rate of return, (4) credit default risk, i.e. the risk
associated with purchasing a debt instrument which includes the possibility of the company defaulting on its
repayment obligation, (5) rating downgrades, i.e. the risk associated with a rating agency’s downgrade of the
company’s rating which impacts the investor’s confidence in the company’s ability to repay its debt and (6) Liquidity
Risks, i.e. the risk that a bond may not be sold as quickly as there is no readily available market for the bond.
Mutual Fund Risks
The performance of mutual funds is subject to market risk, including the possible loss of principal. The price of the
mutual funds will fluctuate with the value of the underlying securities that make up the funds. The price of a mutual
fund is typically set daily therefore a mutual fund purchased at one point in the day will typically have the same
price as a mutual fund purchased later that same day.
Options Contracts
Investments in options contracts have the risk of losing value in a relatively short period of time. Option contracts
are leveraged instruments that allow the holder of a single contract to control many shares of an underlying stock.
This leverage can compound gains or losses.
Margin Borrowings
The use of short-term margin borrowings may result in certain additional risks to a Client. For example, if securities
pledged to brokers to secure a Client's margin accounts decline in value, the Client could be subject to a "margin
call", pursuant to which it must either deposit additional funds with the broker or be the subject of mandatory
liquidation of the pledged securities to compensate for the decline in value.
Alternative Investments (Limited Partnerships)
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 11
The performance of alternative investments (limited partnerships) can be volatile and may have limited liquidity. An
investor could lose all or a portion of their investment. Such investments often have concentrated positions and
investments that may carry higher risks. Client should only have a portion of their assets in these investments.
Past performance is not a guarantee of future returns. Investing in securities and other investments involve
a risk of loss that each Client should understand and be willing to bear. Clients are reminded to discuss
these risks with the Advisor.
Item 9 – Disciplinary Information
Securities laws require an advisor to disclose any instances where the Advisor or its Advisory Persons have been
found liable in a legal, regulatory, civil or arbitration matter that alleges violation of securities and other statutes;
fraud; false statements or omissions; theft, embezzlement or wrongful taking of property; bribery, forgery,
counterfeiting, or extortion; and/or dishonest, unfair or unethical practices. Alcyon does not have any matters which
require disclosure. Alcyon values the trust Clients place in the Advisor. The Advisor encourages Clients to perform
the requisite due diligence on any advisor or service provider that the Client engages. The backgrounds of the
Advisor or Advisory Persons are available on the Investment Adviser Public Disclosure website at
www.adviserinfo.sec.gov by searching with the Advisor’s firm name or CRD# 334909.
Item 10 – Other Financial Industry Activities and Affiliations
Insurance Agency Affiliations
As noted in Item 5, Advisory Persons are also licensed insurance professionals. Implementations of insurance
recommendations are separate and apart from an Advisory Person’s role with Alcyon. As an insurance
professional, the Advisory Person may receive customary commissions and other related revenues from the
various insurance companies whose products are sold. Advisory Persons are not required to offer the products of
any particular insurance company. Commissions generated by insurance sales do not offset regular advisory fees.
This may cause a conflict of interest in recommending certain products of the insurance companies. Clients are
under no obligation to implement any recommendations made by Advisory Persons or the Advisor.
Item 11 – Code of Ethics, Participation or Interest in Client Transactions and Personal Trading
A. Code of Ethics
Alcyon has implemented a Code of Ethics (the “Code”) that defines the Advisor’s fiduciary commitment to each
Client. This Code applies to all persons associated with Alcyon (“Supervised Persons”). The Code was developed
to provide general ethical guidelines and specific instructions regarding the Advisor’s duties to each Client. Alcyon
and its Supervised Persons owe a duty of loyalty, fairness and good faith towards each Client. It is the obligation of
Alcyon’s Supervised Persons to adhere not only to the specific provisions of the Code, but also to the general
principles that guide the Code. The Code covers a range of topics that address employee ethics and conflicts of
interest. To request a copy of the Code, please contact the Advisor at (330) 797-4088.
B. Personal Trading with Material Interest
Alcyon allows Supervised Persons to purchase or sell the same securities that may be recommended to and
purchased on behalf of Clients. Alcyon does not act as principal in any transactions. In addition, the Advisor does
not act as the general partner of a fund, or advise an investment company. Alcyon does not have a material interest
in any securities traded in Client accounts.
C. Personal Trading in Same Securities as Clients
Alcyon allows Supervised Persons to purchase or sell the same securities that may be recommended to and
purchased on behalf of Clients. Owning the same securities that are recommended (purchase or sell) to Clients
presents a conflict of interest that, as fiduciaries, must be disclosed to Clients and mitigated through policies and
procedures. As noted above, the Advisor has adopted the Code to address insider trading (material non-public
information controls); gifts and entertainment; outside business activities and personal securities reporting. When
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 12
trading for personal accounts, Supervised Persons have a conflict of interest if trading in the same securities. The
fiduciary duty to act in the best interest of its Clients can be violated if personal trades are made with more
advantageous terms than Client trades, or by trading based on material non-public information. This risk is
mitigated by Alcyon requiring reporting of personal securities trades by its Supervised Persons for review by the
Chief Compliance Officer (“CCO”) or delegate. The Advisor has also adopted written policies and procedures to
detect the misuse of material, non-public information.
D. Personal Trading at Same Time as Client
While Alcyon allows Supervised Persons to purchase or sell the same securities that may be recommended to and
purchased on behalf of Clients, such trades are typically aggregated with Client orders or traded afterwards. At no
time will Alcyon, or any Supervised Person of Alcyon, transact in any security to the detriment of any
Client.
Item 12 – Brokerage Practices
A. Recommendation of Custodian[s]
Alcyon does not have discretionary authority to select the broker-dealer/custodian for custody and execution
services. The Client will engage the broker-dealer/custodian (herein the "Custodian") to safeguard Client assets
and authorize Alcyon to direct trades to the Custodian as agreed upon in the wealth management agreement.
Further, Alcyon does not have the discretionary authority to negotiate commissions on behalf of Clients on a trade-
by-trade basis.
Where Alcyon does not exercise discretion over the selection of the Custodian, it may recommend the Custodian to
Clients for custody and execution services. Clients are not obligated to use the Custodian recommended by the
Advisor and will not incur any extra fee or cost associated with using a custodian not recommended by Alcyon.
However, the Advisor may be limited in the services it can provide if the recommended Custodian is not engaged.
Alcyon may recommend the Custodian based on criteria such as, but not limited to, reasonableness of
commissions charged to the Client, services made available to the Client, and its reputation and/or the location of
the Custodian’s offices. Alcyon will generally recommend that Clients establish their account[s] at Fidelity Clearing
and Custody Solutions and related divisions and entities of Fidelity Investments, Inc., including National Financial
Services LLC, and Fidelity Brokerage Services LLC (collectively “Fidelity”), a FINRA-registered broker-dealer and
member SIPC. Fidelity will serve as the Client’s “qualified custodian.” Alcyon maintains an institutional relationship
with Fidelity, whereby the Advisor receives economic benefits from Fidelity.
Alcyon has established an institutional relationship with Fidelity to assist the Advisor in managing Client account[s].
Access to the Fidelity platform is provided at no charge to the Advisor. The Fidelity platform includes brokerage,
custody, administrative support, record keeping, technology and related services designed to support registered
investment advisors like Alcyon in serving Clients. These services are intended to serve the best interests of the
Advisor’s Clients.
Fidelity may charge brokerage commissions (securities transaction fees) for effecting certain securities
transactions. Fidelity enables the Advisor to obtain certain no-load mutual funds without securities transaction fees
and other no-load funds at nominal transaction charges. Fidelity’s commission rates are generally considered
discounted from customary retail commission rates. However, the commissions and transaction fees charged by
Fidelity may be higher or lower than those charged by other custodians and broker-dealers. Please see Item 14
below for additional information.
Following are additional details regarding the brokerage practices of the Advisor:
1. Soft Dollars - Soft dollars are revenue programs offered by broker-dealers/custodians whereby an advisor
enters into an agreement to place security trades with a broker-dealer/custodian in exchange for research and
other services. Alcyon does not participate in soft dollar programs sponsored or offered by any broker-
dealer/custodian. However, the Advisor receives certain economic benefits from the Custodian. Please see Item 14
below.
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 13
2. Brokerage Referrals - Alcyon does not receive any compensation from any third party in connection with the
recommendation for establishing an account.
3. Directed Brokerage - All Clients are serviced on a “directed brokerage basis”, where Alcyon will place trades
within the established account[s] at the Custodian designated by the Client. Further, all Client accounts are traded
within their respective account[s]. The Advisor will not engage in any principal transactions (i.e., trade of any
security from or to the Advisor’s own account) or cross transactions with other Client accounts (i.e., purchase of a
security into one Client account from another Client’s account[s]). Alcyon will not be obligated to select competitive
bids on securities transactions and does not have an obligation to seek the lowest available transaction costs.
These costs are determined by the Custodian.
B. Aggregating and Allocating Trades
The primary objective in placing orders for the purchase and sale of securities for Client accounts is to obtain the
most favorable net results taking into account such factors as 1) price, 2) size of the order, 3) difficulty of execution,
4) confidentiality and 5) skill required of the Custodian. Alcyon will execute its transactions through the Custodian
as authorized by the Client. Alcyon may aggregate orders in a block trade or trades when securities are purchased
or sold through the Custodian for multiple (discretionary) accounts in the same trading day. If a block trade cannot
be executed in full at the same price or time, the securities actually purchased or sold by the close of each business
day must be allocated in a manner that is consistent with the initial pre-allocation or other written statement. This
must be done in a way that does not consistently advantage or disadvantage any particular Clients’ account[s].
Alcyon will engage in trade rotation when individual securities are not traded at the aggregate level. This practice is
used to ensure that no clients receive a favorable trading status. To address the possible conflict, Alcyon will trade
accounts on a rotating basis, in which accounts will be traded on a varying order.
Item 13 – Review of Accounts
A. Frequency of Reviews
Securities in Client accounts are monitored on a regular and continuous basis by Advisor Persons of the Advisor
and periodically by the CCO. Formal reviews are generally conducted at least annually or more frequently
depending on the needs of the Client.
B. Causes for Reviews
In addition to the investment monitoring noted in Item 13.A., each Client account shall be reviewed at least
annually. Reviews may be conducted more frequently at the Client’s request. Accounts may be reviewed as a result
of major changes in economic conditions, known changes in the Client’s financial situation, and/or large deposits or
withdrawals in the Client’s account[s]. The Client is encouraged to notify Alcyon if changes occur in the Client’s
personal financial situation that might adversely affect the Client’s investment plan. Additional reviews may be
triggered by material market, economic or political events.
C. Review Reports
The Client will receive brokerage statements no less than quarterly from the Custodian. These brokerage
statements are sent directly from the Custodian to the Client. The Client may also establish electronic access to the
Custodian’s website so that the Client may view these reports and their account activity. Client brokerage
statements will include all positions, transactions and fees relating to the Client’s account[s]. The Advisor may also
provide Clients with periodic reports regarding their holdings, allocations, and performance.
Item 14 – Client Referrals and Other Compensation
A. Compensation Received by Alcyon
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 14
Alcyon may refer Clients to various unaffiliated, non-advisory professionals (e.g. attorneys, accountants, estate
planners) to provide certain financial services necessary to meet the goals of its Clients. Likewise, Alcyon may
receive non-compensated referrals of new Clients from various third-parties.
Participation in Institutional Advisor Platform
As noted in item 12, Alcyon has established an institutional relationship with Fidelity to assist the Advisor in
managing Client account[s]. As part of the arrangement, Fidelity also makes available to the Advisor, at no
additional charge to the Advisor, certain research and brokerage services, including research services obtained by
Fidelity directly from independent research companies. The Advisor may also receive additional services and
support from Fidelity. As a result of receiving such services for no additional cost, the Advisor may have an
incentive to continue to use or expand the use of Fidelity's services. The Advisor examined this potential conflict of
interest when it chose to enter into the relationship with Fidelity and has determined that the relationship is in the
best interests of the Advisor’s Clients and satisfies its Client obligations, including its duty to seek best execution.
Please see Item 12 above. The Advisor receives access to software and related support without cost because the
Advisor renders wealth management services to Clients that maintain assets at Fidelity The software and related
systems support may benefit the Advisor, but not its Clients directly. In fulfilling its duties to its Clients, the Advisor
endeavors at all times to put the interests of its Clients first. Clients should be aware, however, that the receipt of
economic benefits from a Custodian creates a conflict of interest since these benefits may influence the Advisor's
recommendation of this Custodian over one that does not furnish similar software, systems support, or services. In
addition, Fidelity has provided the Advisor with financial support in the launch of the Advisor and reimbursements
for various third-party service providers.
B. Compensation for Client Referrals
The Advisor does not compensate, either directly or indirectly, any persons who are not supervised persons, for
Client referrals.
Item 15 – Custody
The Advisor is authorized to deduct its fees from the Client’s account[s] at the Custodian. The Client must place all
assets with a “qualified custodian”. The Client is required to engage the Custodian to retain all funds and securities
and direct the Advisor to utilize that Custodian for security transactions in the account[s]. The Client should review
statements provided by the Custodian, as the Custodian does not perform this review. For more information about
custodians and brokerage practices, see Item 12 – Brokerage Practices.
Item 16 – Investment Discretion
Alcyon generally has discretion over the selection and amount of securities to be bought or sold in Client accounts
without obtaining prior consent or approval from the Client. However, these purchases or sales may be subject to
specified investment objectives, guidelines, or limitations previously set forth by the Client and agreed to by Alcyon.
Discretionary authority will only be authorized upon full disclosure to the Client. The granting of such authority will
be evidenced by the Client's execution of a wealth management agreement containing all applicable limitations to
such authority. All discretionary trades made by Alcyon will be in accordance with each Client's investment
objectives and goals. For certain accounts, Alcyon does not have discretion over the selection and amount of
securities to be bought or sold in Client accounts without obtaining prior approval from the Client. The Advisor will
contact the Client and obtain approval prior to executing trades or allocating investment assets.
Item 17 – Voting Client Securities
Alcyon does not accept proxy-voting responsibility for any Client. Clients will receive proxy statements directly from
the Custodian. The Advisor will assist in answering questions relating to proxies, however, the Client retains the
sole responsibility for proxy decisions and voting.
Item 18 – Financial Information
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 15
Neither Alcyon, nor its management, have any adverse financial situations that would reasonably impair the ability
of Alcyon to meet all obligations to its Clients. Neither Alcyon, nor any of its Advisory Persons, have been subject to
a bankruptcy or financial compromise. Alcyon is not required to deliver a balance sheet along with this Disclosure
Brochure as the Advisor does not collect advance fees of $1,200 or more for services to be performed six months
or more in the future.
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 16
Form ADV Part 2B – Brochure Supplement
for
Marc A. Presley
Principal and Financial Advisor
Effective: February 13, 2026
This Form ADV 2B (“Brochure Supplement”) provides information about the background and qualifications of Marc
A. Presley (CRD# 2925516) in addition to the information contained in the Alcyon Wealth Advisors, LLC dba Alcyon
Wealth Partners (“Alcyon” or the “Advisor”, CRD# 334909) Disclosure Brochure. If you have not received a copy of
the Disclosure Brochure or if you have any questions about the contents of the Alcyon Disclosure Brochure or this
Brochure Supplement, please contact us at (330) 797-4088.
Additional information about Mr. Presley is available on the SEC’s Investment Adviser Public Disclosure website at
www.adviserinfo.sec.gov by searching with his full name or his Individual CRD# 2925516.
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 17
Item 2 – Educational Background and Business Experience
Marc A. Presley, born in 1975, is dedicated to advising Clients of Alcyon as a Principal and Financial Advisor. Mr.
Presley earned a Bachelor of Science, Business Administration from Youngstown State University in 1997.
Additional information regarding Mr. Presley’s employment history is included below.
Employment History:
05/2025 to Present
01/2009 to 05/2025
Principal and Financial Advisor,
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
Investment Advisor Representative,
Raymond James Financial Services Advisors, Inc.
Registered Representative, Raymond James Financial Services, Inc.
Financial Advisor, Butler Wick & Co.
Broker, Butler Wick & Co.
07/2008 to 05/2025
04/2007 to 07/2008
08/1997 to 07/2008
Item 3 – Disciplinary Information
There are no legal, civil or disciplinary events to disclose regarding Mr. Presley. Mr. Presley has never been
involved in any regulatory, civil or criminal action. There have been no client complaints, lawsuits, arbitration claims
or administrative proceedings against Mr. Presley.
Securities laws require an advisor to disclose any instances where the advisor or its advisory persons have been
found liable in a legal, regulatory, civil or arbitration matter that alleges violation of securities and other statutes;
fraud; false statements or omissions; theft, embezzlement or wrongful taking of property; bribery, forgery,
counterfeiting, or extortion; and/or dishonest, unfair or unethical practices. As previously noted, there are no
legal, civil or disciplinary events to disclose regarding Mr. Presley.
However, we do encourage you to independently view the background of Mr. Presley on the Investment Adviser
Public Disclosure website at www.adviserinfo.sec.gov by searching with his full name or his Individual CRD#
2925516.
Item 4 – Other Business Activities
Insurance Agency Affiliations
Mr. Presley is also a licensed insurance professional. Implementations of insurance recommendations are separate
and apart from Mr. Presley’s role with Alcyon. As an insurance professional, Mr. Presley will receive customary
commissions and other related revenues from the various insurance companies whose products are sold. Mr.
Presley is not required to offer the products of any particular insurance company. Commissions generated by
insurance sales do not offset regular advisory fees. This practice presents a conflict of interest in recommending
certain products of the insurance companies. Clients are under no obligation to implement any recommendations
made by Mr. Presley or the Advisor. Mr. Presley spends less than 10% of his time per month in this capacity.
Item 5 – Additional Compensation
Mr. Presley has additional business activities where compensation is received that are detailed in Item 4 above.
Item 6 – Supervision
Mr. Presley serves as a Principal Alcyon and is supervised by Brandon Polish, the Chief Compliance Officer. Mr.
Polish can be reached at (330) 797-4088. Alcyon has implemented a Code of Ethics, an internal compliance
document that guides each Supervised Person in meeting their fiduciary obligations to Clients of Alcyon. Further,
Alcyon is subject to regulatory oversight by various agencies. These agencies require registration by Alcyon and its
Supervised Persons. As a registered entity, Alcyon is subject to examinations by regulators, which may be
announced or unannounced. Alcyon is required to periodically update the information provided to these agencies
and to provide various reports regarding the business activities and assets of the Advisor.
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 18
Form ADV Part 2B – Brochure Supplement
for
Don R. Sherwood
Principal and Financial Advisor
Effective: February 13, 2026
This Form ADV 2B (“Brochure Supplement”) provides information about the background and qualifications of Don
R. Sherwood (CRD# 4516281) in addition to the information contained in the Alcyon Wealth Advisors, LLC dba
Alcyon Wealth Partners (“Alcyon” or the “Advisor”, CRD# 334909) Disclosure Brochure. If you have not received a
copy of the Disclosure Brochure or if you have any questions about the contents of the Alcyon Disclosure Brochure
or this Brochure Supplement, please contact us at (330) 797-4088.
Additional information about Mr. Sherwood is available on the SEC’s Investment Adviser Public Disclosure website
at www.adviserinfo.sec.gov by searching with his full name or his Individual CRD# 4516281.
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 19
Item 2 – Educational Background and Business Experience
Don R. Sherwood, born in 1975, is dedicated to advising Clients of Alcyon as its Principal. Mr. Sherwood earned a
Bachelor of Science in Education from The Ohio State University in 1998. Additional information regarding Mr.
Sherwood’s employment history is included below.
Employment History:
Principal, Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
Investment Advisor Representative, Raymond James Financial Services Advisors, Inc.
Registered Representative, Raymond James Financial Services, Inc.
Registered Representative, Butler Wick & Co., Inc.
05/2025 to Present
07/2008 to 05/2025
07/2008 to 05/2025
05/2002 to 07/2008
Item 3 – Disciplinary Information
There are no legal, civil or disciplinary events to disclose regarding Mr. Sherwood. Mr. Sherwood has never
been involved in any regulatory, civil or criminal action. There have been no client complaints, lawsuits, arbitration
claims or administrative proceedings against Mr. Sherwood.
Securities laws require an advisor to disclose any instances where the advisor or its advisory persons have been
found liable in a legal, regulatory, civil or arbitration matter that alleges violation of securities and other statutes;
fraud; false statements or omissions; theft, embezzlement or wrongful taking of property; bribery, forgery,
counterfeiting, or extortion; and/or dishonest, unfair or unethical practices. As previously noted, there are no
legal, civil or disciplinary events to disclose regarding Mr. Sherwood.
However, we do encourage you to independently view the background of Mr. Sherwood on the Investment Adviser
Public Disclosure website at www.adviserinfo.sec.gov by searching with his full name or his Individual CRD#
4516281.
Item 4 – Other Business Activities
Insurance Agency Affiliations
Mr. Sherwood is also a licensed insurance professional. Implementations of insurance recommendations are
separate and apart from Mr. Sherwood’s role with Alcyon. As an insurance professional, Mr. Sherwood will receive
customary commissions and other related revenues from the various insurance companies whose products are
sold. Mr. Sherwood is not required to offer the products of any particular insurance company. Commissions
generated by insurance sales do not offset regular advisory fees. This practice presents a conflict of interest in
recommending certain products of the insurance companies. Clients are under no obligation to implement any
recommendations made by Mr. Sherwood or the Advisor. Mr. Sherwood spends less than 10% of his time per
month in this capacity.
Item 5 – Additional Compensation
Mr. Sherwood has additional business activities where compensation is received that are detailed in Item 4 above.
Item 6 – Supervision
Mr. Sherwood serves as a Principal Alcyon and is supervised by Brandon Polish, the Chief Compliance Officer. Mr.
Polish can be reached at (330) 797-4088. Alcyon has implemented a Code of Ethics, an internal compliance
document that guides each Supervised Person in meeting their fiduciary obligations to Clients of Alcyon. Further,
Alcyon is subject to regulatory oversight by various agencies. These agencies require registration by Alcyon and its
Supervised Persons. As a registered entity, Alcyon is subject to examinations by regulators, which may be
announced or unannounced. Alcyon is required to periodically update the information provided to these agencies
and to provide various reports regarding the business activities and assets of the Advisor.
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 20
Form ADV Part 2B – Brochure Supplement
for
Nicholas A. Bianco
Financial Advisor
Effective: February 13, 2026
This Form ADV 2B (“Brochure Supplement”) provides information about the background and qualifications of
Nicholas A. Bianco (CRD# 7230862) in addition to the information contained in the Alcyon Wealth Advisors, LLC
dba Alcyon Wealth Partners (“Alcyon” or the “Advisor”, CRD# 334909) Disclosure Brochure. If you have not
received a copy of the Disclosure Brochure or if you have any questions about the contents of the Alcyon
Disclosure Brochure or this Brochure Supplement, please contact us at (330) 797-4088.
Additional information about Mr. Bianco is available on the SEC’s Investment Adviser Public Disclosure website at
www.adviserinfo.sec.gov by searching with his full name or his Individual CRD# 7230862.
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 21
Item 2 – Educational Background and Business Experience
Nicholas A. Bianco, born in 2000, is dedicated to advising Clients of Alcyon as a Financial Advisor. Mr. Bianco
earned a Bachelor’s of Science in Business Administration from Youngstown State University in 2021. Additional
information regarding Mr. Bianco’s employment history is included below.
05/2025 to Present
Employment History:
Financial Advisor,
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
Investment Advisor Representative, Raymond James Financial Services Advisors, Inc.
Registered Representative, Raymond James Financial Services, Inc.
Wealth Management Client Associate, Merrill Lynch
Accounting Intern, The Brilex Group Of Companies
11/2021 to 05/2025
09/2021 to 05/2025
02/2020 to 07/2021
04/2019 to 08/2019
Item 3 – Disciplinary Information
There are no legal, civil or disciplinary events to disclose regarding Mr. Bianco. Mr. Bianco has never been
involved in any regulatory, civil or criminal action. There have been no client complaints, lawsuits, arbitration claims
or administrative proceedings against Mr. Bianco.
Securities laws require an advisor to disclose any instances where the advisor or its advisory persons have been
found liable in a legal, regulatory, civil or arbitration matter that alleges violation of securities and other statutes;
fraud; false statements or omissions; theft, embezzlement or wrongful taking of property; bribery, forgery,
counterfeiting, or extortion; and/or dishonest, unfair or unethical practices. As previously noted, there are no
legal, civil or disciplinary events to disclose regarding Mr. Bianco.
However, we do encourage you to independently view the background of Mr. Bianco on the Investment Adviser
Public Disclosure website at www.adviserinfo.sec.gov by searching with his full name or his Individual CRD#
7230862.
Item 4 – Other Business Activities
Mr. Bianco is dedicated to the investment advisory activities of Alcyon’s Clients. Mr. Bianco does not have any
other business activities.
Item 5 – Additional Compensation
Mr. Bianco is dedicated to the investment advisory activities of Alcyon’s Clients. Mr. Bianco does not receive any
additional forms of compensation.
Item 6 – Supervision
Mr. Bianco serves as a Principal Alcyon and is supervised by Brandon Polish, the Chief Compliance Officer. Mr.
Polish can be reached at (330) 797-4088. Alcyon has implemented a Code of Ethics, an internal compliance
document that guides each Supervised Person in meeting their fiduciary obligations to Clients of Alcyon. Further,
Alcyon is subject to regulatory oversight by various agencies. These agencies require registration by Alcyon and its
Supervised Persons. As a registered entity, Alcyon is subject to examinations by regulators, which may be
announced or unannounced. Alcyon is required to periodically update the information provided to these agencies
and to provide various reports regarding the business activities and assets of the Advisor.
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 22
Privacy Policy
Effective: February 13, 2026
Our Commitment to You
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners (“Alcyon” or the “Advisor”) is committed to safeguarding
the use of personal information of our Clients (also referred to as “you” and “your”) that we obtain as your
Investment Advisor, as described here in our Privacy Policy (“Policy”).
Our relationship with you is our most important asset. We understand that you have entrusted us with your private
information, and we do everything that we can to maintain that trust. Alcyon (also referred to as "we", "our" and
"us”) protects the security and confidentiality of the personal information we have and implements controls to
ensure that such information is used for proper business purposes in connection with the management or servicing
of our relationship with you.
Alcyon does not sell your non-public personal information to anyone. Nor do we provide such information to others
except for discrete and reasonable business purposes in connection with the servicing and management of our
relationship with you, as discussed below.
Details of our approach to privacy and how your personal non-public information is collected and used are set forth
in this Policy.
Why you need to know?
Registered Investment Advisors (“RIAs”) must share some of your personal information in the course of servicing
your account. Federal and State laws give you the right to limit some of this sharing and require RIAs to disclose
how we collect, share, and protect your personal information.
What information do we collect from you?
Driver’s license number
Date of birth
Social security or taxpayer identification number Assets and liabilities
Name, address and phone number[s]
Income and expenses
E-mail address[es]
Investment activity
Account information (including other institutions)
Investment experience and goals
What Information do we collect from other sources?
Custody, brokerage and advisory agreements
Other advisory agreements and legal documents
Account applications and forms
Investment questionnaires and suitability
documents
Transactional information with us or others
Other information needed to service account
How do we protect your information?
To safeguard your personal information from unauthorized access and use we maintain physical, procedural and
electronic security measures. These include such safeguards as secure passwords, encrypted file storage and a
secure office environment. Our technology vendors provide security and access control over personal information
and have policies over the transmission of data. Our associates are trained on their responsibilities to protect
Client’s personal information.
We require third parties that assist in providing our services to you to protect the personal information they receive
from us.
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
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How do we share your information?
An RIA shares Client personal information to effectively implement its services. In the section below, we list some
reasons we may share your personal information.
Basis For Sharing
Do we share?
Can you limit?
Yes
No
Servicing our Clients
We may share non-public personal information with non-affiliated third
parties (such as administrators, brokers, custodians, regulators, credit
agencies, other financial institutions) as necessary for us to provide
agreed upon services to you, consistent with applicable law, including but
not limited to: processing transactions; general account maintenance;
responding to regulators or legal investigations; and credit reporting.
No
Not Shared
Marketing Purposes
Alcyon does not disclose, and does not intend to disclose, personal
information with non-affiliated third parties to offer you services. Certain
laws may give us the right to share your personal information with
financial institutions where you are a customer and where Alcyon or the
client has a formal agreement with the financial institution. We will only
share information for purposes of servicing your accounts, not for
marketing purposes.
Yes
Yes
Authorized Users
Your non-public personal information may be disclosed to you and
persons that we believe to be your authorized agent[s] or
representative[s].
No
Not Shared
Information About Former Clients
Alcyon does not disclose and does not intend to disclose, non-public
personal information to non-affiliated third parties with respect to persons
who are no longer our Clients.
Changes to our Privacy Policy
We will send you a copy of this Policy annually for as long as you maintain an ongoing relationship with us.
Periodically we may revise this Policy and will provide you with a revised Policy if the changes materially alter the
previous Privacy Policy. We will not, however, revise our Privacy Policy to permit the sharing of non-public personal
information other than as described in this notice unless we first notify you and provide you with an opportunity to
prevent the information sharing.
Any Questions?
You may ask questions or voice any concerns, as well as obtain a copy of our current Privacy Policy by contacting
us at (330) 797-4088.
Alcyon Wealth Advisors, LLC dba Alcyon Wealth Partners
5121 Mahoning Avenue, Suite 101, Youngstown, OH 44515-1847
Phone: (330) 797-4088 | Fax: (330) 797-4089 | Website: https://alcyonwealth.com
Page 24