Overview
Assets Under Management: $303 million
High-Net-Worth Clients: 30
Average Client Assets: $6.4 million
Frequently Asked Questions
ALETHEA CAPITAL MANAGEMENT, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #156500), ALETHEA CAPITAL MANAGEMENT, LLC is subject to fiduciary duty under federal law.
ALETHEA CAPITAL MANAGEMENT, LLC serves 30 high-net-worth clients according to their SEC filing dated March 31, 2026. View client details ↓
According to their SEC Form ADV, ALETHEA CAPITAL MANAGEMENT, LLC offers financial planning, portfolio management for individuals, and portfolio management for pooled investment vehicles. View all service details ↓
ALETHEA CAPITAL MANAGEMENT, LLC manages $303 million in client assets according to their SEC filing dated March 31, 2026.
According to their SEC Form ADV, ALETHEA CAPITAL MANAGEMENT, LLC serves high-net-worth individuals and pooled investment vehicles. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Pooled Investment Vehicles
Clients
Number of High-Net-Worth Clients: 30
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 63.76%
Average Client Assets: $6.4 million
Total Client Accounts: 117
Discretionary Accounts: 117
Regulatory Filings
CRD Number: 156500
Filing ID: 2083579
Last Filing Date: 2026-03-31 08:24:25