Overview
Assets Under Management: $121 million
Headquarters: OXFORD, MI
High-Net-Worth Clients: 38
Average Client Assets: $2.0 million
Frequently Asked Questions
ALLEN FINANCIAL MANAGEMENT is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #153511), ALLEN FINANCIAL MANAGEMENT is subject to fiduciary duty under federal law.
ALLEN FINANCIAL MANAGEMENT is headquartered in OXFORD, MI.
ALLEN FINANCIAL MANAGEMENT serves 38 high-net-worth clients according to their SEC filing dated March 04, 2026. View client details ↓
According to their SEC Form ADV, ALLEN FINANCIAL MANAGEMENT offers portfolio management for individuals. View all service details ↓
ALLEN FINANCIAL MANAGEMENT manages $121 million in client assets according to their SEC filing dated March 04, 2026.
According to their SEC Form ADV, ALLEN FINANCIAL MANAGEMENT serves high-net-worth individuals. View client details ↓
Services Offered
Services: Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 38
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 63.37%
Average Client Assets: $2.0 million
Total Client Accounts: 536
Discretionary Accounts: 536
Regulatory Filings
CRD Number: 153511
Filing ID: 2060231
Last Filing Date: 2026-03-04 10:43:14