Overview
Assets Under Management: $113 million
Headquarters: SOLON, OH
High-Net-Worth Clients: 26
Average Client Assets: $2.0 million
Frequently Asked Questions
ALPHA PLANNING AND FINANCIAL SERVICES, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #130842), ALPHA PLANNING AND FINANCIAL SERVICES, INC. is subject to fiduciary duty under federal law.
ALPHA PLANNING AND FINANCIAL SERVICES, INC. is headquartered in SOLON, OH.
ALPHA PLANNING AND FINANCIAL SERVICES, INC. serves 26 high-net-worth clients according to their SEC filing dated March 10, 2026. View client details ↓
According to their SEC Form ADV, ALPHA PLANNING AND FINANCIAL SERVICES, INC. offers financial planning, portfolio management for individuals, and selection of other advisors. View all service details ↓
ALPHA PLANNING AND FINANCIAL SERVICES, INC. manages $113 million in client assets according to their SEC filing dated March 10, 2026.
According to their SEC Form ADV, ALPHA PLANNING AND FINANCIAL SERVICES, INC. serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 26
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 46.68%
Average Client Assets: $2.0 million
Total Client Accounts: 578
Discretionary Accounts: 578
Regulatory Filings
CRD Number: 130842
Filing ID: 2069058
Last Filing Date: 2026-03-10 11:04:25