Overview
Assets Under Management: $356 million
Headquarters: NOVATO, CA
High-Net-Worth Clients: 295
Average Client Assets: $778,913
Frequently Asked Questions
ALPHA WEALTH MANAGEMENT AND PLANNING LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #163917), ALPHA WEALTH MANAGEMENT AND PLANNING LLC is subject to fiduciary duty under federal law.
ALPHA WEALTH MANAGEMENT AND PLANNING LLC is headquartered in NOVATO, CA.
ALPHA WEALTH MANAGEMENT AND PLANNING LLC serves 295 high-net-worth clients according to their SEC filing dated August 28, 2025. View client details ↓
According to their SEC Form ADV, ALPHA WEALTH MANAGEMENT AND PLANNING LLC offers financial planning, portfolio management for individuals, and pension consulting services. View all service details ↓
ALPHA WEALTH MANAGEMENT AND PLANNING LLC manages $356 million in client assets according to their SEC filing dated August 28, 2025.
According to their SEC Form ADV, ALPHA WEALTH MANAGEMENT AND PLANNING LLC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting
Clients
Number of High-Net-Worth Clients: 295
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 64.57
Average High-Net-Worth Client Assets: $778,913
Total Client Accounts: 1,411
Discretionary Accounts: 1,410
Non-Discretionary Accounts: 1
Regulatory Filings
CRD Number: 163917
Filing ID: 2012691
Last Filing Date: 2025-08-28 11:59:00
Website: https://alphawmp.com