Overview
Assets Under Management: $117 million
Headquarters: CORNING, NY
High-Net-Worth Clients: 52
Average Client Assets: $1.4 million
Frequently Asked Questions
ALSWORTH CAPITAL MANAGEMENT, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #281417), ALSWORTH CAPITAL MANAGEMENT, LLC is subject to fiduciary duty under federal law.
ALSWORTH CAPITAL MANAGEMENT, LLC is headquartered in CORNING, NY.
ALSWORTH CAPITAL MANAGEMENT, LLC serves 52 high-net-worth clients according to their SEC filing dated March 30, 2026. View client details ↓
According to their SEC Form ADV, ALSWORTH CAPITAL MANAGEMENT, LLC offers financial planning, portfolio management for individuals, and pension consulting services. View all service details ↓
ALSWORTH CAPITAL MANAGEMENT, LLC manages $117 million in client assets according to their SEC filing dated March 30, 2026.
According to their SEC Form ADV, ALSWORTH CAPITAL MANAGEMENT, LLC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting
Clients
Number of High-Net-Worth Clients: 52
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 64.02%
Average Client Assets: $1.4 million
Total Client Accounts: 438
Discretionary Accounts: 438
Regulatory Filings
CRD Number: 281417
Filing ID: 2075250
Last Filing Date: 2026-03-30 15:29:02