Overview
Assets Under Management: $143 million
Headquarters: PASADENA, CA
High-Net-Worth Clients: 23
Average Client Assets: $2.4 million
Frequently Asked Questions
APPIAN WAY FINANCIAL is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #168109), APPIAN WAY FINANCIAL is subject to fiduciary duty under federal law.
APPIAN WAY FINANCIAL is headquartered in PASADENA, CA.
APPIAN WAY FINANCIAL serves 23 high-net-worth clients according to their SEC filing dated March 23, 2026. View client details ↓
According to their SEC Form ADV, APPIAN WAY FINANCIAL offers financial planning, portfolio management for individuals, and portfolio management for institutional clients. View all service details ↓
APPIAN WAY FINANCIAL manages $143 million in client assets according to their SEC filing dated March 23, 2026.
According to their SEC Form ADV, APPIAN WAY FINANCIAL serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 23
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 38.71%
Average Client Assets: $2.4 million
Total Client Accounts: 316
Discretionary Accounts: 298
Non-Discretionary Accounts: 18
Regulatory Filings
CRD Number: 168109
Filing ID: 2079141
Last Filing Date: 2026-03-23 09:05:44