Overview
Assets Under Management: $138 million
Headquarters: GRASS VALLEY, CA
High-Net-Worth Clients: 40
Average Client Assets: $2.2 million
Frequently Asked Questions
APPLE & ASSOCIATES is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #126849), APPLE & ASSOCIATES is subject to fiduciary duty under federal law.
APPLE & ASSOCIATES is headquartered in GRASS VALLEY, CA.
APPLE & ASSOCIATES serves 40 high-net-worth clients according to their SEC filing dated March 04, 2026. View client details ↓
According to their SEC Form ADV, APPLE & ASSOCIATES offers financial planning and portfolio management for individuals. View all service details ↓
APPLE & ASSOCIATES manages $138 million in client assets according to their SEC filing dated March 04, 2026.
According to their SEC Form ADV, APPLE & ASSOCIATES serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 40
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 62.98%
Average Client Assets: $2.2 million
Total Client Accounts: 525
Discretionary Accounts: 525
Regulatory Filings
CRD Number: 126849
Filing ID: 2065474
Last Filing Date: 2026-03-04 16:33:02