Overview
Assets Under Management: $134 million
Headquarters: APPLETON, WI
High-Net-Worth Clients: 50
Average Client Assets: $1.8 million
Frequently Asked Questions
ASC WEALTH & RETIREMENT ADVISORS LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #220516), ASC WEALTH & RETIREMENT ADVISORS LLC is subject to fiduciary duty under federal law.
ASC WEALTH & RETIREMENT ADVISORS LLC is headquartered in APPLETON, WI.
ASC WEALTH & RETIREMENT ADVISORS LLC serves 50 high-net-worth clients according to their SEC filing dated November 30, 2018. View client details ↓
According to their SEC Form ADV, ASC WEALTH & RETIREMENT ADVISORS LLC offers financial planning, portfolio management for individuals, and pension consulting services. View all service details ↓
ASC WEALTH & RETIREMENT ADVISORS LLC manages $134 million in client assets according to their SEC filing dated November 30, 2018.
According to their SEC Form ADV, ASC WEALTH & RETIREMENT ADVISORS LLC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting
Clients
Number of High-Net-Worth Clients: 50
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 68.18%
Average Client Assets: $1.8 million
Total Client Accounts: 524
Discretionary Accounts: 331
Non-Discretionary Accounts: 193
Regulatory Filings
CRD Number: 220516
Filing ID: 1255356
Last Filing Date: 2018-11-30 17:34:00