Overview
Assets Under Management: $163 million
Headquarters: LOS GATOS, CA
High-Net-Worth Clients: 105
Average Client Assets: $1 million
Frequently Asked Questions
ASL FINANCIAL, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #115479), ASL FINANCIAL, LLC is subject to fiduciary duty under federal law.
ASL FINANCIAL, LLC is headquartered in LOS GATOS, CA.
ASL FINANCIAL, LLC serves 105 high-net-worth clients according to their SEC filing dated January 13, 2025. View client details ↓
According to their SEC Form ADV, ASL FINANCIAL, LLC offers financial planning and portfolio management for individuals. View all service details ↓
ASL FINANCIAL, LLC manages $163 million in client assets according to their SEC filing dated January 13, 2025.
According to their SEC Form ADV, ASL FINANCIAL, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 105
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 75.06
Average High-Net-Worth Client Assets: $1 million
Total Client Accounts: 309
Discretionary Accounts: 309
Regulatory Filings
CRD Number: 115479
Last Filing Date: 2025-01-13 00:00:00
Website: https://osaicwealth.com