Overview
Assets Under Management: $274 million
Headquarters: SAN RAMON, CA
High-Net-Worth Clients: 124
Average Client Assets: $342,652
Frequently Asked Questions
AUSPICIOUS FINANCIAL PLANNING, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #297962), AUSPICIOUS FINANCIAL PLANNING, LLC is subject to fiduciary duty under federal law.
AUSPICIOUS FINANCIAL PLANNING, LLC is headquartered in SAN RAMON, CA.
AUSPICIOUS FINANCIAL PLANNING, LLC serves 124 high-net-worth clients according to their SEC filing dated March 12, 2025. View client details ↓
According to their SEC Form ADV, AUSPICIOUS FINANCIAL PLANNING, LLC offers financial planning, portfolio management for individuals, portfolio management for institutional clients, and pension consulting services. View all service details ↓
AUSPICIOUS FINANCIAL PLANNING, LLC manages $274 million in client assets according to their SEC filing dated March 12, 2025.
According to their SEC Form ADV, AUSPICIOUS FINANCIAL PLANNING, LLC serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting
Clients
Number of High-Net-Worth Clients: 124
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 15.50
Average High-Net-Worth Client Assets: $342,652
Total Client Accounts: 614
Discretionary Accounts: 614
Regulatory Filings
CRD Number: 297962
Filing ID: 1946158
Last Filing Date: 2025-03-12 15:33:00
Website: https://auspiciousfinancial.com