Overview
Assets Under Management: $234 million
Headquarters: THE WOODLANDS, TX
High-Net-Worth Clients: 29
Average Client Assets: $2 million
Frequently Asked Questions
AWM FINANCIAL SERVICES INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #144351), AWM FINANCIAL SERVICES INC. is subject to fiduciary duty under federal law.
AWM FINANCIAL SERVICES INC. is headquartered in THE WOODLANDS, TX.
AWM FINANCIAL SERVICES INC. serves 29 high-net-worth clients according to their SEC filing dated June 13, 2025. View client details ↓
According to their SEC Form ADV, AWM FINANCIAL SERVICES INC. offers financial planning, portfolio management for individuals, pension consulting services, and selection of other advisors. View all service details ↓
AWM FINANCIAL SERVICES INC. manages $234 million in client assets according to their SEC filing dated June 13, 2025.
According to their SEC Form ADV, AWM FINANCIAL SERVICES INC. serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 29
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 21.23
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 1,345
Discretionary Accounts: 1,345
Regulatory Filings
CRD Number: 144351
Filing ID: 1997959
Last Filing Date: 2025-06-13 18:21:00
Website: https://alliedwealth.com