Overview
Assets Under Management: $1.9 billion
Headquarters: MEMPHIS, TN
High-Net-Worth Clients: 10
Average Client Assets: $9.5 million
Frequently Asked Questions
B RILEY WEALTH MANAGEMENT is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #2543), B RILEY WEALTH MANAGEMENT is subject to fiduciary duty under federal law.
B RILEY WEALTH MANAGEMENT is headquartered in MEMPHIS, TN.
B RILEY WEALTH MANAGEMENT serves 10 high-net-worth clients according to their SEC filing dated December 03, 2018. View client details ↓
According to their SEC Form ADV, B RILEY WEALTH MANAGEMENT offers financial planning, portfolio management for individuals, portfolio management for institutional clients, selection of other advisors, and educational seminars and workshops. View all service details ↓
B RILEY WEALTH MANAGEMENT manages $1.9 billion in client assets according to their SEC filing dated December 03, 2018.
According to their SEC Form ADV, B RILEY WEALTH MANAGEMENT serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 10
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 4.87%
Average Client Assets: $9.5 million
Total Client Accounts: 5,858
Discretionary Accounts: 3,986
Non-Discretionary Accounts: 1,872
Regulatory Filings
CRD Number: 2543
Filing ID: 1252885
Last Filing Date: 2018-12-03 10:25:00