Overview
Assets Under Management: $166 million
Headquarters: IRVINE, CA
High-Net-Worth Clients: 33
Average Client Assets: $4.3 million
Frequently Asked Questions
BAKER & ASSOCIATES is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #155867), BAKER & ASSOCIATES is subject to fiduciary duty under federal law.
BAKER & ASSOCIATES is headquartered in IRVINE, CA.
BAKER & ASSOCIATES serves 33 high-net-worth clients according to their SEC filing dated February 23, 2018. View client details ↓
According to their SEC Form ADV, BAKER & ASSOCIATES offers financial planning, portfolio management for individuals, portfolio management for institutional clients, and pension consulting services. View all service details ↓
BAKER & ASSOCIATES manages $166 million in client assets according to their SEC filing dated February 23, 2018.
According to their SEC Form ADV, BAKER & ASSOCIATES serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting
Clients
Number of High-Net-Worth Clients: 33
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 84.69%
Average Client Assets: $4.3 million
Total Client Accounts: 391
Discretionary Accounts: 348
Non-Discretionary Accounts: 43
Regulatory Filings
CRD Number: 155867
Filing ID: 1168180
Last Filing Date: 2018-02-23 15:39:00