Overview

Assets Under Management: $625 million
Headquarters: LEXINGTON, KY
High-Net-Worth Clients: 198
Average Client Assets: $3 million

Services Offered

Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection

Clients

Number of High-Net-Worth Clients: 198
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 80.80
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 1,798
Discretionary Accounts: 1,670
Non-Discretionary Accounts: 128

Regulatory Filings

CRD Number: 152695
Last Filing Date: 2025-02-28 00:00:00
Website: https://ballastplan.com