Overview
Assets Under Management: $625 million
Headquarters: LEXINGTON, KY
High-Net-Worth Clients: 198
Average Client Assets: $3 million
Frequently Asked Questions
BALLAST, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #152695), BALLAST, INC. is subject to fiduciary duty under federal law.
BALLAST, INC. is headquartered in LEXINGTON, KY.
BALLAST, INC. serves 198 high-net-worth clients according to their SEC filing dated February 28, 2025. View client details ↓
According to their SEC Form ADV, BALLAST, INC. offers financial planning, portfolio management for individuals, pension consulting services, and selection of other advisors. View all service details ↓
BALLAST, INC. manages $625 million in client assets according to their SEC filing dated February 28, 2025.
According to their SEC Form ADV, BALLAST, INC. serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 198
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 80.80
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 1,798
Discretionary Accounts: 1,670
Non-Discretionary Accounts: 128
Regulatory Filings
CRD Number: 152695
Last Filing Date: 2025-02-28 00:00:00
Website: https://ballastplan.com