Overview

Assets Under Management: $129 million
Headquarters: NEWPORT BEACH, CA
High-Net-Worth Clients: 63
Average Client Assets: $1.1 million

Frequently Asked Questions

BANTA ASSET MANAGEMENT LP is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #142987), BANTA ASSET MANAGEMENT LP is subject to fiduciary duty under federal law.

BANTA ASSET MANAGEMENT LP is headquartered in NEWPORT BEACH, CA.

BANTA ASSET MANAGEMENT LP serves 63 high-net-worth clients according to their SEC filing dated February 11, 2026. View client details ↓

According to their SEC Form ADV, BANTA ASSET MANAGEMENT LP offers financial planning and portfolio management for individuals. View all service details ↓

BANTA ASSET MANAGEMENT LP manages $129 million in client assets according to their SEC filing dated February 11, 2026.

According to their SEC Form ADV, BANTA ASSET MANAGEMENT LP serves high-net-worth individuals. View client details ↓

Services Offered

Services: Financial Planning, Portfolio Management for Individuals

Clients

Number of High-Net-Worth Clients: 63
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 53.98%
Average Client Assets: $1.1 million
Total Client Accounts: 211
Discretionary Accounts: 211

Regulatory Filings

CRD Number: 142987
Filing ID: 2050805
Last Filing Date: 2026-02-11 12:46:34