Assets Under Management: $1.6 billion
Headquarters: STAMFORD, CT
High-Net-Worth Clients: 7
Average Client Assets: $318 million
Frequently Asked Questions
BASSO CAPITAL MANAGEMENT, L.P. charges 1.00% on the first $2 million, 0.80% on the next $5 million, 0.70% on the next $10 million, 0.60% on the next $20 million according to their SEC Form ADV filing. See complete fee breakdown ↓
Yes. As an SEC-registered investment advisor (CRD #132311), BASSO CAPITAL MANAGEMENT, L.P. is subject to fiduciary duty under federal law.
BASSO CAPITAL MANAGEMENT, L.P. is headquartered in STAMFORD, CT.
BASSO CAPITAL MANAGEMENT, L.P. serves 7 high-net-worth clients according to their SEC filing dated March 27, 2024. View client details ↓
According to their SEC Form ADV, BASSO CAPITAL MANAGEMENT, L.P. offers portfolio management for individuals and portfolio management for pooled investment vehicles. View all service details ↓
BASSO CAPITAL MANAGEMENT, L.P. manages $1.6 billion in client assets according to their SEC filing dated March 27, 2024.
According to their SEC Form ADV, BASSO CAPITAL MANAGEMENT, L.P. serves high-net-worth individuals and pooled investment vehicles. View client details ↓
Services Offered
Services:
Portfolio Management for Individuals, Portfolio Management for Pooled Investment Vehicles
Fee Structure
Primary Fee Schedule (BASSO CAPITAL MANAGEMENT, L.P. FORM ADV PART 2A)
Min
Max
Marginal Fee Rate
$0
$2,000,000
1.00%
$2,000,001
$5,000,000
0.80%
$5,000,001
$10,000,000
0.70%
$10,000,001
$20,000,000
0.60%
$20,000,001
$50,000,000
0.50%
$50,000,001
$250,000,000
0.40%
$250,000,001
and above
Negotiable
Illustrative Fee Rates
Total Assets
Annual Fees
Average Fee Rate
$1 million
$10,000
1.00%
$5 million
$44,000
0.88%
$10 million
$79,000
0.79%
$50 million
$289,000
0.58%
$100 million
$489,000
0.49%
Clients
Number of High-Net-Worth Clients: 7
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 99.90
Average High-Net-Worth Client Assets: $318 million
Total Client Accounts: 10
Discretionary Accounts: 4
Non-Discretionary Accounts: 6
Regulatory Filings
CRD Number: 132311
Last Filing Date: 2024-03-27 00:00:00
Website:https://bassocap.com
Form ADV Documents
Additional Brochure: BROWN ADV PART 2B (2025-06-23)
View Document Text
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
FORM ADV PART 2B: BROCHURE SUPPLEMENT FOR
JANET BROWN
BASSO CAPITAL MANAGEMENT, L.P.
1266 EAST MAIN STREET
STAMFORD, CT 06902
(203) 352-6100
LEGALNOTICES@BASSOCAP.COM
June 23, 2025
This brochure supplement provides information about Janet Brown that supplements the Basso
Capital Management, L.P. (“Basso”) brochure. You should have received a copy of that
brochure. Please contact Basso’s General Counsel and Chief Compliance Officer by telephone
at (203) 352-6100 or by email at legalnotices@bassocap.com if you did not receive Basso’s
brochure or if you have any questions about the contents of this supplement.
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ITEM 2: EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Janet Brown, 74, is a Basso Portfolio Manager. Basso was formed in November 2003. From
January 1, 2004 onwards Basso has served as the investment adviser to various fund entities, family
offices and high net worth individuals. As a Portfolio Manager, Ms. Brown has principal responsibility
for advising high-net-worth clients, with duties covering portfolio composition, risk analysis and
trading. Ms. Brown joined Basso in 2025. Between 2022 and 2025 Ms. Brown was an investment
advisor and managing director at One Capital Management, LLC. From 1996 to 2022 Ms. Brown
served as the president and portfolio manager of FundX Investment Group (and its predecessor, DAL
Investment Co.). From 1978 to 2022 Ms. Brown also served as the editor and managing director of
NoLoad FundX. Ms. Brown attended California State University, San Diego from 1968 to 1970 and
California State University, Hayward from 1972 to 1975.
ITEM 3: DISCIPLINARY INFORMATION
There have not been any legal or disciplinary actions against Ms. Brown that would be
material to a client’s or prospective client’s evaluation of Ms. Brown.
ITEM 4: OTHER BUSINESS ACTIVITIES
Ms. Brown is not actively engaged in any investment-related business or occupation that is
unrelated to Basso, or in any other business or occupation for compensation.
ITEM 5: ADDITIONAL COMPENSATION
There are no arrangements in place whereby Ms. Brown provides advisory services to
someone who is not a client of Basso for economic benefits.
ITEM 6: SUPERVISION
Ms. Brown is a Basso Portfolio Manager. As a Portfolio Manager, Ms. Brown has principal
responsibility for advising high-net-worth clients, with duties covering portfolio composition, risk
analysis and trading. Ms. Brown periodically discusses her advisory activities with other investment
professionals at Basso. Ms. Brown is subject to Basso’s Compliance Manual and Code of Ethics,
which together provide guidelines for how Basso conducts its investment advisory business in
furtherance of the interests of its clients. Basso’s Chief Compliance Officer and his delegees
monitor Ms. Brown’s activities that are subject to the Compliance Manual and Code of Ethics.
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