Overview
Assets Under Management: $197 million
Headquarters: MONTCLAIR, NJ
High-Net-Worth Clients: 27
Average Client Assets: $2.8 million
Frequently Asked Questions
BAUTIS FINANCIAL, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #148582), BAUTIS FINANCIAL, LLC is subject to fiduciary duty under federal law.
BAUTIS FINANCIAL, LLC is headquartered in MONTCLAIR, NJ.
BAUTIS FINANCIAL, LLC serves 27 high-net-worth clients according to their SEC filing dated February 18, 2026. View client details ↓
According to their SEC Form ADV, BAUTIS FINANCIAL, LLC offers financial planning, portfolio management for individuals, and portfolio management for institutional clients. View all service details ↓
BAUTIS FINANCIAL, LLC manages $197 million in client assets according to their SEC filing dated February 18, 2026.
According to their SEC Form ADV, BAUTIS FINANCIAL, LLC serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 27
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 38.66%
Average Client Assets: $2.8 million
Total Client Accounts: 797
Discretionary Accounts: 797
Regulatory Filings
CRD Number: 148582
Filing ID: 2056034
Last Filing Date: 2026-02-18 10:40:05