Overview
Assets Under Management: $128 million
Headquarters: ELLSWORTH, KS
High-Net-Worth Clients: 32
Average Client Assets: $2.1 million
Frequently Asked Questions
BERKELEY CAPITAL MANAGEMENT, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #149229), BERKELEY CAPITAL MANAGEMENT, LLC is subject to fiduciary duty under federal law.
BERKELEY CAPITAL MANAGEMENT, LLC is headquartered in ELLSWORTH, KS.
BERKELEY CAPITAL MANAGEMENT, LLC serves 32 high-net-worth clients according to their SEC filing dated March 12, 2026. View client details ↓
According to their SEC Form ADV, BERKELEY CAPITAL MANAGEMENT, LLC offers financial planning and portfolio management for individuals. View all service details ↓
BERKELEY CAPITAL MANAGEMENT, LLC manages $128 million in client assets according to their SEC filing dated March 12, 2026.
According to their SEC Form ADV, BERKELEY CAPITAL MANAGEMENT, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 32
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 51.52%
Average Client Assets: $2.1 million
Total Client Accounts: 767
Discretionary Accounts: 767
Regulatory Filings
CRD Number: 149229
Filing ID: 2063916
Last Filing Date: 2026-03-12 21:14:19