Overview
Assets Under Management: $1.1 billion
High-Net-Worth Clients: 31
Average Client Assets: $11.2 million
Frequently Asked Questions
BERMAN, STEVEN M. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #130537), BERMAN, STEVEN M. is subject to fiduciary duty under federal law.
BERMAN, STEVEN M. serves 31 high-net-worth clients according to their SEC filing dated July 25, 2018. View client details ↓
According to their SEC Form ADV, BERMAN, STEVEN M. offers financial planning and portfolio management for individuals. View all service details ↓
BERMAN, STEVEN M. manages $1.1 billion in client assets according to their SEC filing dated July 25, 2018.
According to their SEC Form ADV, BERMAN, STEVEN M. serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 31
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 32.41%
Average Client Assets: $11.2 million
Total Client Accounts: 197
Discretionary Accounts: 197
Regulatory Filings
CRD Number: 130537
Filing ID: 1231317
Last Filing Date: 2018-07-25 13:45:00