Overview
Assets Under Management: $798 million
Headquarters: CEDAR RAPIDS, IA
High-Net-Worth Clients: 48
Average Client Assets: $3 million
Frequently Asked Questions
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #13609), BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. is subject to fiduciary duty under federal law.
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. is headquartered in CEDAR RAPIDS, IA.
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. serves 48 high-net-worth clients according to their SEC filing dated March 26, 2025. View client details ↓
According to their SEC Form ADV, BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. offers financial planning, portfolio management for individuals, and selection of other advisors. View all service details ↓
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. manages $798 million in client assets according to their SEC filing dated March 26, 2025.
According to their SEC Form ADV, BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 48
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 17.13
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 3,408
Discretionary Accounts: 2,244
Non-Discretionary Accounts: 1,164
Regulatory Filings
CRD Number: 13609
Filing ID: 1966912
Last Filing Date: 2025-03-26 16:53:00
Website: https://berthel.com