Overview
Assets Under Management: $157 million
Headquarters: KALAMAZOO, MI
High-Net-Worth Clients: 47
Average Client Assets: $2.5 million
Frequently Asked Questions
BREAKWATER CAPITAL is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #172498), BREAKWATER CAPITAL is subject to fiduciary duty under federal law.
BREAKWATER CAPITAL is headquartered in KALAMAZOO, MI.
BREAKWATER CAPITAL serves 47 high-net-worth clients according to their SEC filing dated March 31, 2026. View client details ↓
According to their SEC Form ADV, BREAKWATER CAPITAL offers financial planning and portfolio management for individuals. View all service details ↓
BREAKWATER CAPITAL manages $157 million in client assets according to their SEC filing dated March 31, 2026.
According to their SEC Form ADV, BREAKWATER CAPITAL serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 47
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 75.80%
Average Client Assets: $2.5 million
Total Client Accounts: 466
Discretionary Accounts: 466
Regulatory Filings
CRD Number: 172498
Filing ID: 2065519
Last Filing Date: 2026-03-31 08:14:08