Overview
Assets Under Management: $128 million
Headquarters: NEEDHAM, MA
High-Net-Worth Clients: 39
Average Client Assets: $3 million
Frequently Asked Questions
BREAKWATER FINANCIAL, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #282401), BREAKWATER FINANCIAL, LLC is subject to fiduciary duty under federal law.
BREAKWATER FINANCIAL, LLC is headquartered in NEEDHAM, MA.
BREAKWATER FINANCIAL, LLC serves 39 high-net-worth clients according to their SEC filing dated February 02, 2026. View client details ↓
According to their SEC Form ADV, BREAKWATER FINANCIAL, LLC offers financial planning, portfolio management for individuals, and selection of other advisors. View all service details ↓
BREAKWATER FINANCIAL, LLC manages $128 million in client assets according to their SEC filing dated February 02, 2026.
According to their SEC Form ADV, BREAKWATER FINANCIAL, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 39
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 90.58
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 281
Discretionary Accounts: 281
Regulatory Filings
CRD Number: 282401
Filing ID: 2047878
Last Filing Date: 2026-02-02 13:18:22