Overview
Assets Under Management: $234 million
Headquarters: SEATTLE, WA
High-Net-Worth Clients: 67
Average Client Assets: $3 million
Frequently Asked Questions
BREAKWATER INVESTMENT MANAGEMENT, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #150841), BREAKWATER INVESTMENT MANAGEMENT, LLC is subject to fiduciary duty under federal law.
BREAKWATER INVESTMENT MANAGEMENT, LLC is headquartered in SEATTLE, WA.
BREAKWATER INVESTMENT MANAGEMENT, LLC serves 67 high-net-worth clients according to their SEC filing dated July 11, 2024. View client details ↓
According to their SEC Form ADV, BREAKWATER INVESTMENT MANAGEMENT, LLC offers financial planning and portfolio management for individuals. View all service details ↓
BREAKWATER INVESTMENT MANAGEMENT, LLC manages $234 million in client assets according to their SEC filing dated July 11, 2024.
According to their SEC Form ADV, BREAKWATER INVESTMENT MANAGEMENT, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 67
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 90.21
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 570
Discretionary Accounts: 570
Regulatory Filings
CRD Number: 150841
Last Filing Date: 2024-07-11 00:00:00
Website: https://breakwater.com