Overview
Assets Under Management: $549 million
Headquarters: WAUWATOSA, WI
High-Net-Worth Clients: 190
Average Client Assets: $3 million
Frequently Asked Questions
BROADVIEW FINANCIAL MANAGEMENT, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #143550), BROADVIEW FINANCIAL MANAGEMENT, LLC is subject to fiduciary duty under federal law.
BROADVIEW FINANCIAL MANAGEMENT, LLC is headquartered in WAUWATOSA, WI.
BROADVIEW FINANCIAL MANAGEMENT, LLC serves 190 high-net-worth clients according to their SEC filing dated March 27, 2024. View client details ↓
According to their SEC Form ADV, BROADVIEW FINANCIAL MANAGEMENT, LLC offers financial planning, portfolio management for individuals, selection of other advisors, and educational seminars and workshops. View all service details ↓
BROADVIEW FINANCIAL MANAGEMENT, LLC manages $549 million in client assets according to their SEC filing dated March 27, 2024.
According to their SEC Form ADV, BROADVIEW FINANCIAL MANAGEMENT, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 190
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 92.05
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 1,284
Discretionary Accounts: 1,281
Non-Discretionary Accounts: 3
Regulatory Filings
CRD Number: 143550
Last Filing Date: 2024-03-27 00:00:00
Website: https://broadviewfinancial.com