Overview
Assets Under Management: $215 million
Headquarters: ALBANY, NY
High-Net-Worth Clients: 71
Average Client Assets: $1.9 million
Frequently Asked Questions
BROADWAY ADVISOR GROUP is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #324281), BROADWAY ADVISOR GROUP is subject to fiduciary duty under federal law.
BROADWAY ADVISOR GROUP is headquartered in ALBANY, NY.
BROADWAY ADVISOR GROUP serves 71 high-net-worth clients according to their SEC filing dated March 31, 2026. View client details ↓
According to their SEC Form ADV, BROADWAY ADVISOR GROUP offers financial planning, portfolio management for individuals, pension consulting services, and selection of other advisors. View all service details ↓
BROADWAY ADVISOR GROUP manages $215 million in client assets according to their SEC filing dated March 31, 2026.
According to their SEC Form ADV, BROADWAY ADVISOR GROUP serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 71
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 63.86%
Average Client Assets: $1.9 million
Total Client Accounts: 321
Discretionary Accounts: 316
Non-Discretionary Accounts: 5
Regulatory Filings
CRD Number: 324281
Filing ID: 2087345
Last Filing Date: 2026-03-31 11:31:41