Overview
Assets Under Management: $148 million
Headquarters: LARKSPUR, CA
High-Net-Worth Clients: 48
Average Client Assets: $3 million
Frequently Asked Questions
BROADWING CAPITAL ADVISORS, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #127513), BROADWING CAPITAL ADVISORS, INC. is subject to fiduciary duty under federal law.
BROADWING CAPITAL ADVISORS, INC. is headquartered in LARKSPUR, CA.
BROADWING CAPITAL ADVISORS, INC. serves 48 high-net-worth clients according to their SEC filing dated February 03, 2026. View client details ↓
According to their SEC Form ADV, BROADWING CAPITAL ADVISORS, INC. offers financial planning, portfolio management for individuals, and selection of other advisors. View all service details ↓
BROADWING CAPITAL ADVISORS, INC. manages $148 million in client assets according to their SEC filing dated February 03, 2026.
According to their SEC Form ADV, BROADWING CAPITAL ADVISORS, INC. serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 48
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 83.11
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 66
Discretionary Accounts: 62
Non-Discretionary Accounts: 4
Regulatory Filings
CRD Number: 127513
Filing ID: 2048364
Last Filing Date: 2026-02-03 15:25:53