Overview

Assets Under Management: $533 million
Headquarters: KNOXVILLE, TN
High-Net-Worth Clients: 163
Average Client Assets: $2 million

Frequently Asked Questions

BROGAN FINANCIAL, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #133623), BROGAN FINANCIAL, INC. is subject to fiduciary duty under federal law.

BROGAN FINANCIAL, INC. is headquartered in KNOXVILLE, TN.

BROGAN FINANCIAL, INC. serves 163 high-net-worth clients according to their SEC filing dated March 31, 2025. View client details ↓

According to their SEC Form ADV, BROGAN FINANCIAL, INC. offers portfolio management for individuals and educational seminars and workshops. View all service details ↓

BROGAN FINANCIAL, INC. manages $533 million in client assets according to their SEC filing dated March 31, 2025.

According to their SEC Form ADV, BROGAN FINANCIAL, INC. serves high-net-worth individuals. View client details ↓

Services Offered

Services: Portfolio Management for Individuals, Educational Seminars

Clients

Number of High-Net-Worth Clients: 163
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 57.70
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 2,055
Discretionary Accounts: 2,014
Non-Discretionary Accounts: 41

Regulatory Filings

CRD Number: 133623
Filing ID: 1951723
Last Filing Date: 2025-03-31 07:53:00
Website: https://broganfinancial.com