Overview
Assets Under Management: $262 million
High-Net-Worth Clients: 60
Average Client Assets: $1.4 million
Frequently Asked Questions
BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #126536), BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. is subject to fiduciary duty under federal law.
BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. serves 60 high-net-worth clients according to their SEC filing dated March 28, 2018. View client details ↓
According to their SEC Form ADV, BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. offers portfolio management for individuals, portfolio management for pooled investment vehicles, and portfolio management for institutional clients. View all service details ↓
BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. manages $262 million in client assets according to their SEC filing dated March 28, 2018.
According to their SEC Form ADV, BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. serves high-net-worth individuals, pooled investment vehicles, and institutional clients. View client details ↓
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 60
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 30.96%
Average Client Assets: $1.4 million
Total Client Accounts: 70
Discretionary Accounts: 70
Regulatory Filings
CRD Number: 126536
Filing ID: 1196540
Last Filing Date: 2018-03-28 14:19:00