BROWN MCLEOD, INC

Overview

Assets Under Management: $301 million
Headquarters: FAIRHOPE, AL
High-Net-Worth Clients: 118
Average Client Assets: $2 million

Services Offered

Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting

Clients

Number of High-Net-Worth Clients: 118
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 79.95
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 715
Discretionary Accounts: 701
Non-Discretionary Accounts: 14

Regulatory Filings

CRD Number: 155548
Last Filing Date: 2024-10-25 00:00:00
Website: https://brownfinancialadvisory.com

Form ADV Documents

Primary Brochure: 2025.03.25 FORM ADV PART 2A (2025-03-25)

View Document Text

ADV Part 2A, Brochure i Item 2: Material Changes ii Item 3: Table of Contents iii Item 4: Advisory Business           1 2 3 Item 5: Fees and Compensation 4 5 6 7 Item 6: Performance-Based Fees and Side-By-Side Management Item 7: Types of Clients     Item 8: Methods of Analysis, Investment Strategies, and Risk of Investment Loss 8 9 Item 9: Disciplinary Information Item 10: Other Financial Industry Activities and Affiliations 10 Item 11: Code of Ethics, Participation in Transactions, Personal Trading 11     12   Item 12: Brokerage Practices 13 Item 13: Reviews of Accounts 14 Item 14: Client Referrals and Other Compensation Item 15: Custody 15 Item 16: Investment Discretion 16 Item 17: Voting Client Securities (Proxy Voting) Item 18: Financial Information 17