BROWN MCLEOD, INC

Overview

Assets Under Management: $301 million
Headquarters: FAIRHOPE, AL
High-Net-Worth Clients: 118
Average Client Assets: $2 million

Frequently Asked Questions

How much does BROWN MCLEOD, INC charge?

BROWN MCLEOD, INC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Is BROWN MCLEOD, INC a fiduciary?

Yes. As an SEC-registered investment advisor (CRD #155548), BROWN MCLEOD, INC is subject to fiduciary duty under federal law.

Where is BROWN MCLEOD, INC located?

BROWN MCLEOD, INC is headquartered in FAIRHOPE, AL.

How many clients does BROWN MCLEOD, INC have?

BROWN MCLEOD, INC serves 118 high-net-worth clients according to their SEC filing dated October 25, 2024. View client details ↓

What services does BROWN MCLEOD, INC offer?

According to their SEC Form ADV, BROWN MCLEOD, INC offers financial planning, portfolio management for individuals, portfolio management for institutional clients, and pension consulting services. View all service details ↓

How much does BROWN MCLEOD, INC manage?

BROWN MCLEOD, INC manages $301 million in client assets according to their SEC filing dated October 25, 2024.

What types of clients does BROWN MCLEOD, INC serve?

According to their SEC Form ADV, BROWN MCLEOD, INC serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓

Services Offered

Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting

Clients

Number of High-Net-Worth Clients: 118
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 79.95
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 715
Discretionary Accounts: 701
Non-Discretionary Accounts: 14

Regulatory Filings

CRD Number: 155548
Last Filing Date: 2024-10-25 00:00:00
Website: https://brownfinancialadvisory.com

Form ADV Documents

Primary Brochure: 2025.03.25 FORM ADV PART 2A (2025-03-25)

View Document Text

ADV Part 2A, Brochure i Item 2: Material Changes ii Item 3: Table of Contents iii Item 4: Advisory Business           1 2 3 Item 5: Fees and Compensation 4 5 6 7 Item 6: Performance-Based Fees and Side-By-Side Management Item 7: Types of Clients     Item 8: Methods of Analysis, Investment Strategies, and Risk of Investment Loss 8 9 Item 9: Disciplinary Information Item 10: Other Financial Industry Activities and Affiliations 10 Item 11: Code of Ethics, Participation in Transactions, Personal Trading 11     12   Item 12: Brokerage Practices 13 Item 13: Reviews of Accounts 14 Item 14: Client Referrals and Other Compensation Item 15: Custody 15 Item 16: Investment Discretion 16 Item 17: Voting Client Securities (Proxy Voting) Item 18: Financial Information 17