Overview
Assets Under Management: $615 million
Headquarters: ORANGE, CA
High-Net-Worth Clients: 178
Average Client Assets: $3 million
Frequently Asked Questions
BW & ASSOCIATES, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #116471), BW & ASSOCIATES, INC. is subject to fiduciary duty under federal law.
BW & ASSOCIATES, INC. is headquartered in ORANGE, CA.
BW & ASSOCIATES, INC. serves 178 high-net-worth clients according to their SEC filing dated November 19, 2025. View client details ↓
According to their SEC Form ADV, BW & ASSOCIATES, INC. offers financial planning and portfolio management for individuals. View all service details ↓
BW & ASSOCIATES, INC. manages $615 million in client assets according to their SEC filing dated November 19, 2025.
According to their SEC Form ADV, BW & ASSOCIATES, INC. serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 178
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 86.35
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 1,246
Non-Discretionary Accounts: 1,246
Regulatory Filings
CRD Number: 116471
Filing ID: 2028771
Last Filing Date: 2025-11-19 15:37:27
Website: 0