Overview
Assets Under Management: $21.3 billion
Headquarters: OAKBROOK TERRACE, IL
High-Net-Worth Clients: 179
Average Client Assets: $4.1 million
Frequently Asked Questions
CAP STRAT is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #150091), CAP STRAT is subject to fiduciary duty under federal law.
CAP STRAT is headquartered in OAKBROOK TERRACE, IL.
CAP STRAT serves 179 high-net-worth clients according to their SEC filing dated July 07, 2025. View client details ↓
According to their SEC Form ADV, CAP STRAT offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, and selection of other advisors. View all service details ↓
CAP STRAT manages $21.3 billion in client assets according to their SEC filing dated July 07, 2025.
According to their SEC Form ADV, CAP STRAT serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 179
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 3.44%
Average Client Assets: $4.1 million
Total Client Accounts: 1,069
Discretionary Accounts: 675
Non-Discretionary Accounts: 394
Regulatory Filings
CRD Number: 150091
Filing ID: 2002185
Last Filing Date: 2025-07-07 14:25:00