Overview
Assets Under Management: $199 million
Headquarters: CONCORD, MA
High-Net-Worth Clients: 48
Average Client Assets: $2 million
Frequently Asked Questions
CAPE ANN CAPITAL, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #128942), CAPE ANN CAPITAL, INC. is subject to fiduciary duty under federal law.
CAPE ANN CAPITAL, INC. is headquartered in CONCORD, MA.
CAPE ANN CAPITAL, INC. serves 48 high-net-worth clients according to their SEC filing dated January 28, 2026. View client details ↓
According to their SEC Form ADV, CAPE ANN CAPITAL, INC. offers financial planning, portfolio management for individuals, and portfolio management for institutional clients. View all service details ↓
CAPE ANN CAPITAL, INC. manages $199 million in client assets according to their SEC filing dated January 28, 2026.
According to their SEC Form ADV, CAPE ANN CAPITAL, INC. serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 48
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 54.06
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 577
Discretionary Accounts: 571
Non-Discretionary Accounts: 6
Regulatory Filings
CRD Number: 128942
Filing ID: 2045286
Last Filing Date: 2026-01-28 14:53:28