Overview
Assets Under Management: $123 million
Headquarters: ST PAUL, MN
High-Net-Worth Clients: 27
Average Client Assets: $2.9 million
Frequently Asked Questions
CAPITAL FORMATION STRATEGIES INC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #111124), CAPITAL FORMATION STRATEGIES INC is subject to fiduciary duty under federal law.
CAPITAL FORMATION STRATEGIES INC is headquartered in ST PAUL, MN.
CAPITAL FORMATION STRATEGIES INC serves 27 high-net-worth clients according to their SEC filing dated December 20, 2017. View client details ↓
According to their SEC Form ADV, CAPITAL FORMATION STRATEGIES INC offers financial planning and portfolio management for individuals. View all service details ↓
CAPITAL FORMATION STRATEGIES INC manages $123 million in client assets according to their SEC filing dated December 20, 2017.
According to their SEC Form ADV, CAPITAL FORMATION STRATEGIES INC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 27
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 62.89%
Average Client Assets: $2.9 million
Total Client Accounts: 483
Discretionary Accounts: 483
Regulatory Filings
CRD Number: 111124
Filing ID: 1158861
Last Filing Date: 2017-12-20 11:32:00