Overview
Assets Under Management: $2.5 billion
Headquarters: HOUSTON, TX
High-Net-Worth Clients: 137
Average Client Assets: $3.1 million
Frequently Asked Questions
CAPITAL ONE ASSET MANAGEMENT, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #110533), CAPITAL ONE ASSET MANAGEMENT, LLC is subject to fiduciary duty under federal law.
CAPITAL ONE ASSET MANAGEMENT, LLC is headquartered in HOUSTON, TX.
CAPITAL ONE ASSET MANAGEMENT, LLC serves 137 high-net-worth clients according to their SEC filing dated March 29, 2018. View client details ↓
According to their SEC Form ADV, CAPITAL ONE ASSET MANAGEMENT, LLC offers portfolio management for individuals and portfolio management for institutional clients. View all service details ↓
CAPITAL ONE ASSET MANAGEMENT, LLC manages $2.5 billion in client assets according to their SEC filing dated March 29, 2018.
According to their SEC Form ADV, CAPITAL ONE ASSET MANAGEMENT, LLC serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 137
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 16.83%
Average Client Assets: $3.1 million
Total Client Accounts: 526
Discretionary Accounts: 426
Non-Discretionary Accounts: 100
Regulatory Filings
CRD Number: 110533
Filing ID: 1188087
Last Filing Date: 2018-03-29 10:25:00