Overview
Assets Under Management: $155 million
High-Net-Worth Clients: 24
Average Client Assets: $5.8 million
Frequently Asked Questions
CAPITAL OPTIONS, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #309840), CAPITAL OPTIONS, INC. is subject to fiduciary duty under federal law.
CAPITAL OPTIONS, INC. serves 24 high-net-worth clients according to their SEC filing dated January 24, 2024. View client details ↓
According to their SEC Form ADV, CAPITAL OPTIONS, INC. offers financial planning and portfolio management for individuals. View all service details ↓
CAPITAL OPTIONS, INC. manages $155 million in client assets according to their SEC filing dated January 24, 2024.
According to their SEC Form ADV, CAPITAL OPTIONS, INC. serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 24
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 89.75%
Average Client Assets: $5.8 million
Total Client Accounts: 124
Discretionary Accounts: 124
Regulatory Filings
CRD Number: 309840
Filing ID: 1808680
Last Filing Date: 2024-01-24 11:22:00