Overview
Assets Under Management: $1.8 billion
Headquarters: GLEN ALLEN, VA
High-Net-Worth Clients: 1,183
Average Client Assets: $609,935
Frequently Asked Questions
CAPITOL SECURITIES MANAGEMENT, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #14169), CAPITOL SECURITIES MANAGEMENT, INC. is subject to fiduciary duty under federal law.
CAPITOL SECURITIES MANAGEMENT, INC. is headquartered in GLEN ALLEN, VA.
CAPITOL SECURITIES MANAGEMENT, INC. serves 1,183 high-net-worth clients according to their SEC filing dated November 06, 2025. View client details ↓
According to their SEC Form ADV, CAPITOL SECURITIES MANAGEMENT, INC. offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, selection of other advisors, and educational seminars and workshops. View all service details ↓
CAPITOL SECURITIES MANAGEMENT, INC. manages $1.8 billion in client assets according to their SEC filing dated November 06, 2025.
According to their SEC Form ADV, CAPITOL SECURITIES MANAGEMENT, INC. serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 1,183
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 39.67
Average High-Net-Worth Client Assets: $609,935
Total Client Accounts: 3,745
Discretionary Accounts: 3,074
Non-Discretionary Accounts: 671
Regulatory Filings
CRD Number: 14169
Filing ID: 2026049
Last Filing Date: 2025-11-06 09:09:07
Website: 37