Overview
Assets Under Management: $368 million
High-Net-Worth Clients: 113
Average Client Assets: $2.9 million
Frequently Asked Questions
CAPLAN FINANCIAL GROUP, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #119836), CAPLAN FINANCIAL GROUP, LLC is subject to fiduciary duty under federal law.
CAPLAN FINANCIAL GROUP, LLC serves 113 high-net-worth clients according to their SEC filing dated January 24, 2024. View client details ↓
According to their SEC Form ADV, CAPLAN FINANCIAL GROUP, LLC offers financial planning and portfolio management for individuals. View all service details ↓
CAPLAN FINANCIAL GROUP, LLC manages $368 million in client assets according to their SEC filing dated January 24, 2024.
According to their SEC Form ADV, CAPLAN FINANCIAL GROUP, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 113
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 88.09%
Average Client Assets: $2.9 million
Total Client Accounts: 1,077
Discretionary Accounts: 1,072
Non-Discretionary Accounts: 5
Regulatory Filings
CRD Number: 119836
Filing ID: 1817987
Last Filing Date: 2024-01-24 22:11:00