Overview
Assets Under Management: $175 million
Headquarters: WEBSTER, NY
High-Net-Worth Clients: 30
Average Client Assets: $2.6 million
Frequently Asked Questions
CAPSTONE INVESTMENT FINANCIAL GROUP, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #122575), CAPSTONE INVESTMENT FINANCIAL GROUP, LLC is subject to fiduciary duty under federal law.
CAPSTONE INVESTMENT FINANCIAL GROUP, LLC is headquartered in WEBSTER, NY.
CAPSTONE INVESTMENT FINANCIAL GROUP, LLC serves 30 high-net-worth clients according to their SEC filing dated February 23, 2026. View client details ↓
According to their SEC Form ADV, CAPSTONE INVESTMENT FINANCIAL GROUP, LLC offers financial planning, portfolio management for individuals, and portfolio management for pooled investment vehicles. View all service details ↓
CAPSTONE INVESTMENT FINANCIAL GROUP, LLC manages $175 million in client assets according to their SEC filing dated February 23, 2026.
According to their SEC Form ADV, CAPSTONE INVESTMENT FINANCIAL GROUP, LLC serves high-net-worth individuals and pooled investment vehicles. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Pooled Investment Vehicles
Clients
Number of High-Net-Worth Clients: 30
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 45.21%
Average Client Assets: $2.6 million
Total Client Accounts: 1,015
Discretionary Accounts: 1,009
Non-Discretionary Accounts: 6
Regulatory Filings
CRD Number: 122575
Filing ID: 2054228
Last Filing Date: 2026-02-23 09:21:57