Overview
Assets Under Management: $119 million
High-Net-Worth Clients: 42
Average Client Assets: $3 million
Frequently Asked Questions
CAROLINA STRATEGY, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #324629), CAROLINA STRATEGY, LLC is subject to fiduciary duty under federal law.
CAROLINA STRATEGY, LLC serves 42 high-net-worth clients according to their SEC filing dated January 08, 2026. View client details ↓
According to their SEC Form ADV, CAROLINA STRATEGY, LLC offers financial planning, portfolio management for individuals, and pension consulting services. View all service details ↓
CAROLINA STRATEGY, LLC manages $119 million in client assets according to their SEC filing dated January 08, 2026.
According to their SEC Form ADV, CAROLINA STRATEGY, LLC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting
Clients
Number of High-Net-Worth Clients: 42
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 94.95
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 182
Discretionary Accounts: 182
Regulatory Filings
CRD Number: 324629
Filing ID: 2037071
Last Filing Date: 2026-01-08 09:53:10