Overview

Assets Under Management: $712 million
Headquarters: GREENVILLE, NC
High-Net-Worth Clients: 134
Average Client Assets: $3 million

Frequently Asked Questions

CAROLINA WEALTH MANAGEMENT, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #131393), CAROLINA WEALTH MANAGEMENT, INC. is subject to fiduciary duty under federal law.

CAROLINA WEALTH MANAGEMENT, INC. is headquartered in GREENVILLE, NC.

CAROLINA WEALTH MANAGEMENT, INC. serves 134 high-net-worth clients according to their SEC filing dated March 31, 2025. View client details ↓

According to their SEC Form ADV, CAROLINA WEALTH MANAGEMENT, INC. offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, selection of other advisors, and educational seminars and workshops. View all service details ↓

CAROLINA WEALTH MANAGEMENT, INC. manages $712 million in client assets according to their SEC filing dated March 31, 2025.

According to their SEC Form ADV, CAROLINA WEALTH MANAGEMENT, INC. serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓

Services Offered

Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection, Educational Seminars

Clients

Number of High-Net-Worth Clients: 134
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 55.96
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 1,404
Discretionary Accounts: 1,099
Non-Discretionary Accounts: 305

Regulatory Filings

CRD Number: 131393
Filing ID: 1963446
Last Filing Date: 2025-03-31 11:48:00
Website: https://mycarolinawealth.com