Overview
Assets Under Management: $223 million
Headquarters: LA JOLLA, CA
High-Net-Worth Clients: 109
Average Client Assets: $2 million
Frequently Asked Questions
CARTER FINANCIAL, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #298327), CARTER FINANCIAL, LLC is subject to fiduciary duty under federal law.
CARTER FINANCIAL, LLC is headquartered in LA JOLLA, CA.
CARTER FINANCIAL, LLC serves 109 high-net-worth clients according to their SEC filing dated May 02, 2024. View client details ↓
According to their SEC Form ADV, CARTER FINANCIAL, LLC offers financial planning and portfolio management for individuals. View all service details ↓
CARTER FINANCIAL, LLC manages $223 million in client assets according to their SEC filing dated May 02, 2024.
According to their SEC Form ADV, CARTER FINANCIAL, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 109
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 94.78
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 560
Discretionary Accounts: 558
Non-Discretionary Accounts: 2
Regulatory Filings
CRD Number: 298327
Last Filing Date: 2024-05-02 00:00:00
Website: https://carterfinancialllc.com