Overview
Assets Under Management: $233 million
Headquarters: UTICA, NY
High-Net-Worth Clients: 76
Average Client Assets: $2 million
Frequently Asked Questions
CARUSO MCLEAN & CO., INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #126084), CARUSO MCLEAN & CO., INC. is subject to fiduciary duty under federal law.
CARUSO MCLEAN & CO., INC. is headquartered in UTICA, NY.
CARUSO MCLEAN & CO., INC. serves 76 high-net-worth clients according to their SEC filing dated March 27, 2024. View client details ↓
According to their SEC Form ADV, CARUSO MCLEAN & CO., INC. offers financial planning, portfolio management for individuals, portfolio management for institutional clients, and pension consulting services. View all service details ↓
CARUSO MCLEAN & CO., INC. manages $233 million in client assets according to their SEC filing dated March 27, 2024.
According to their SEC Form ADV, CARUSO MCLEAN & CO., INC. serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting
Clients
Number of High-Net-Worth Clients: 76
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 50.30
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 196
Discretionary Accounts: 18
Non-Discretionary Accounts: 178
Regulatory Filings
CRD Number: 126084
Last Filing Date: 2024-03-27 00:00:00
Website: https://carusomclean.com