Overview
Assets Under Management: $1.1 billion
Headquarters: ROANOKE, VA
High-Net-Worth Clients: 144
Average Client Assets: $5.1 million
Frequently Asked Questions
CATAWBA CAPITAL MANAGEMENT INC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #107133), CATAWBA CAPITAL MANAGEMENT INC is subject to fiduciary duty under federal law.
CATAWBA CAPITAL MANAGEMENT INC is headquartered in ROANOKE, VA.
CATAWBA CAPITAL MANAGEMENT INC serves 144 high-net-worth clients according to their SEC filing dated May 11, 2018. View client details ↓
According to their SEC Form ADV, CATAWBA CAPITAL MANAGEMENT INC offers portfolio management for individuals and portfolio management for institutional clients. View all service details ↓
CATAWBA CAPITAL MANAGEMENT INC manages $1.1 billion in client assets according to their SEC filing dated May 11, 2018.
According to their SEC Form ADV, CATAWBA CAPITAL MANAGEMENT INC serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 144
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 69.10%
Average Client Assets: $5.1 million
Total Client Accounts: 688
Discretionary Accounts: 688
Regulatory Filings
CRD Number: 107133
Filing ID: 1217091
Last Filing Date: 2018-05-11 15:03:00