Overview
Assets Under Management: $235 million
Headquarters: LAKE WYLIE, SC
High-Net-Worth Clients: 101
Average Client Assets: $2 million
Frequently Asked Questions
CATAWBA RIVER CAPITAL is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #134217), CATAWBA RIVER CAPITAL is subject to fiduciary duty under federal law.
CATAWBA RIVER CAPITAL is headquartered in LAKE WYLIE, SC.
CATAWBA RIVER CAPITAL serves 101 high-net-worth clients according to their SEC filing dated March 29, 2024. View client details ↓
According to their SEC Form ADV, CATAWBA RIVER CAPITAL offers financial planning, portfolio management for individuals, and portfolio management for institutional clients. View all service details ↓
CATAWBA RIVER CAPITAL is ranked #156 by Forbes in 2025. Learn more about these rankings ↓
CATAWBA RIVER CAPITAL manages $235 million in client assets according to their SEC filing dated March 29, 2024.
According to their SEC Form ADV, CATAWBA RIVER CAPITAL serves high-net-worth individuals and institutional clients. View client details ↓
Recent Rankings
Forbes 2025: 156
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 101
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 76.99
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 820
Discretionary Accounts: 722
Non-Discretionary Accounts: 98
Regulatory Filings
CRD Number: 134217
Last Filing Date: 2024-03-29 00:00:00
Website: https://catawbarivercapital.com